Compliance Officer

6 days ago

Pasig, National Capital Region, Philippines Boutique Outsource Solutions Pty Ltd Full time ₱800,000 - ₱1,200,000 per year

Ready to elevate your compliance career? We're on the lookout for a Compliance Officer with a strong grasp of Australian financial regulations. If you have the experience and eye for detail, we want to hear from you Be part of a trusted, forward-thinking dealer group. Apply now and take the next step in your compliance journey

About the client:

Established in 2007 and headquartered in Brisbane, our client is a leading boutique dealer group helping financial advisers grow successful, client-focused businesses. With a national reach, they provide expert licensing, compliance, and support in a culture built on trust, flexibility, and innovation.

Perks You'll Enjoy If Hired:

  • Competitive salary package
  • 25 days of paid leave
  • HMO coverage from Day 1
  • Travel and meal allowances
  • Complimentary rice, drinks, and snacks
  • Performance-based bonuses
  • A fun work environment with a focus on work-life balance
  • Access to an entertainment and gaming area
  • Monthly basketball and volleyball games
  • Karaoke Fridays to unwind and bond with colleagues

Selection Criteria

  • Minimum of 5 years' experience in Australian Financial services compliance
  • Bachelor's degree in finance, law, business, or a related field is preferred but not mandatory.
  • RG146 compliance training is required; additional relevant certifications in financial services or compliance are a plus.
  • Background in paraplanning or providing financial advice
  • Strong understanding of ASIC regulations and Australian financial compliance requirements
  • Familiarity with tools like Slack, Trello, and WhatsApp
  • Proficient in Microsoft Word and Excel for document handling and data tracking
  • Excellent attention to detail – ability to produce accurate, error-free work
  • Clear and professional written and verbal communication skills

Success will be measured by the accuracy of your work (e.g., zero-error reviews) and the number of tasks successfully offloaded from the Operations Manager, potentially leading to expanded responsibilities in compliance strategy or team leadership.

Key Roles and Responsibilities

As a Compliance Officer, you will play a crucial role in maintaining client's commitment to regulatory compliance and adviser support. Your daily tasks will focus on operational compliance activities, utilizing inbuilt compliance management systems and collaboration tools. Key duties include:

Core Compliance Support

  • Respond to adviser enquiries regarding compliance procedures in line with ASIC regulations
  • Assist with data gathering and preparation of weekly audit reports
  • Monitor and track ongoing compliance obligations and deadlines

Review & Policy Management

  • Conduct annual compliance policy reviews and suggest improvements based on regulatory updates
  • Review financial advice documents for compliance accuracy and provide feedback

Collaboration & Efficiency

  • Report directly to the National Operations Manager
  • Collaborate with a small compliance team (3–5 members) using tools like Slack, Trello, WhatsApp, Microsoft Word & Excel
  • Help reduce the Operations Manager's workload through accurate, timely task completion

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Acxelsus Full time ₱800,000 - ₱1,200,000 per year

    We at Acxelsus are on a mission to showcase exceptional Filipino talent globally. Beyond educational credentials and professional experience, we highly prioritize passion, dedication, loyalty, and a proactive attitude towards personal growth. Our foundation is built upon a set of core values - R.I.G.H.T. - representing Reliability, Integrity, Goal-Oriented...

  • IT Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Connext Global Solutions Inc Full time ₱1,200,000 - ₱2,400,000 per year

    Job SummaryThe Compliance Officer is responsible for supporting the company's quality management program to meet regulatory and statutory requirements. The role ensures departments comply with standards, supports internal audits, provides oversight on risk and data protection, and implements the organization's Compliance Strategy. The Compliance Officer also...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Connext Global Solutions Inc Full time $40,000 - $80,000 per year

    Connext is a dedicated team of business process outsourcing experts and innovators, with experience in supporting world-class companies in Title and Escrow, Healthcare, Produce Distribution, Retail and Fashion, Design Consulting, and Finance.We are currently looking for a Compliance Officer who will be working with Connext's Client in the United States of...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Modulus Labs Inc. Full time $90,000 - $120,000 per year

    Modulus Labs is foreign VC-funded and trusted by the world's largest financial ecosystems, we deliver the foundational systems that secure and process transactions around the globe. Join us and help shape the critical infrastructure that financial institutions depend on to move money and scale commerce. We move fast, build lean, and scale with intention. If...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Boutique Outsource Solutions Pty Ltd Full time ₱144,000 - ₱600,000 per year

    We are seeking a proactive Compliance Officer to support the development, implementation, and monitoring of a compliance framework across various business departments. You will ensure compliance with legal, regulatory, and internal requirements while driving the compliance strategy and culture. Working closely with key stakeholders, you'll provide advice on...

  • Compliance Officer

    6 days ago

    Pasig, National Capital Region, Philippines Acquire Intelligence Full time ₱900,000 - ₱1,200,000 per year

    We're an award-winning global outsourcer providing contact center and back office services on behalf of our global clients. Come work at a place where innovation and teamwork come together to support the most exciting missions in the worldAt Acquire Intelligence, our mission is to help businesses work smarter.We bring together the best people, efficient...

  • Compliance Officer

    6 days ago

    Pasig, National Capital Region, Philippines MSpectrum Inc. Full time ₱900,000 - ₱1,200,000 per year

    MSpectrum is a solar power company built with Meralco's energy expertise and service standards. The Compliance Officer supports the organizational processes to provide renewable energy (RE) solutions for industrial, commercial, and residential customers; supports the translation of strategic directions into operational tactics and programs / initiatives...

  • Admin and Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Acxelsus Co. Full time ₱300,000 - ₱450,000 per year

    We at Acxelsus are on a mission to showcase exceptional Filipino talent globally. Beyond educational credentials and professional experience, we highly prioritize passion, dedication, loyalty, and a proactive attitude towards personal growth. Our foundation is built upon a set of core values - R.I.G.H.T. - representing Reliability, Integrity, Goal-Oriented...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Modulus Labs Full time ₱1,200,000 - ₱2,400,000 per year

    The Compliance Officer ensures that our global fintech payments operations is in full adherence to applicable laws, regulations, and internal policies across all jurisdictions. This includes managing regulatory obligations (e.g., BSP, MAS, NPC, AMLA), internal compliance tracking, audit preparedness, and coordinating with internal teams to ensure...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Staff Domain Inc Full time ₱250,000 - ₱500,000 per year

    Set-up and Location: ONSITE - Ortigas, PasigWork Schedule: 7:00 PM - 4:00 AM Philippine TimeEmployment Type: Full-timeReady to step into a role where accuracy and accountability really matter? We're looking for a Compliance Officer who will ensure smooth, reliable, and accurate timekeeping and productivity monitoring for our teams. This role plays a...