Compliance Specialist
5 days ago
Position Overview:
The Compliance Specialist is responsible for ensuring that the
organization operates in accordance with applicable national,
local, and industry-specific regulations. This role supports the
development, implementation, and enforcement of internal
policies and procedures to promote a culture of compliance
and ethical conduct. The Compliance Specialist will conduct
audits, assess compliance risks, train employees, and
contribute to the creation of standard operating procedures
(SOPs) and Quality Management Systems (QMS). This position
plays a critical role in safeguarding the organization's
reputation and operational integrity.
Key Responsibilities:
Regulatory Compliance Monitoring: Ensure organizational
adherence to all applicable national and local laws,
regulations, and industry standards.
Policy & Procedure Development: Develop, implement, and
maintain internal compliance policies, procedures, and
controls to support legal and regulatory obligations.
Training & Awareness Programs: Conduct training
sessions for employees to foster awareness of compliance
requirements, ethical standards, and organizational values.
Risk Assessment & Mitigation: Identify and evaluate
compliance risks across departments. Develop and
implement strategies to mitigate potential regulatory or
ethical breaches.
Auditing & Internal Reviews: Conduct periodic audits and
internal reviews to assess compliance with policies and
procedures. Report findings and recommend corrective
actions.
SOPs & QMS Creation: Draft and maintain Standard
Operating Procedures (SOPs), internal processes, and
contribute to the development and management of the
Quality Management System (QMS) to support operational
excellence.
Reporting & Documentation: Maintain accurate records of
compliance activities, risk assessments, and audit findings.
Prepare compliance reports for management as needed.
Cross-Functional Collaboration: Work closely with internal
teams such as HR and Operations to ensure unified and
effective compliance practices.
Ad Hoc Responsibilities: Perform additional duties and
special projects as assigned by the immediate supervisor
or management team.
Qualifications:
• Bachelor's degree in Business Administration, Legal Studies,
Finance, or a related field. Compliance certification (e.g.,
CCEP, CRCM) is a plus.
• 2–4 years of experience in a compliance or regulatory role,
preferably within a regulated or quality-driven industry.
Strong understanding of regulatory compliance and risk
management practices.
• Experience developing SOPs and QMS documentation.
• Excellent communication and training facilitation skills.
• Analytical mindset with strong attention to detail.
• Ability to work independently and collaboratively across
teams.
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