Associate Director, Regulatory Remediation and Controls
2 weeks ago
Work Setup: Hybrid (Day to mid-shift with occasional evening calls)
About the Opportunity
A globally recognized financial institution is seeking a dynamic leader to drive its regulatory remediation and control optimization agenda across its shared services and business operations. This role is ideal for a seasoned professional who thrives in transforming governance frameworks, building regulatory confidence, and strengthening organizational resilience.
What You'll Do
- Lead remediation and controls initiatives that enhance compliance readiness and operational discipline.
- Oversee a team of senior managers responsible for control testing, regulatory remediation, and audit preparedness.
- Partner with global stakeholders to assess control gaps, implement sustainable fixes, and embed stronger governance practices.
- Support enterprise-level reviews and regulator interactions, ensuring alignment with global and local standards.
- Champion transformation in controls design, automation, and data-driven risk reporting.
- Build and maintain relationships with key internal and external stakeholders, including auditors and risk partners.
What You'll Bring
- At least 10 years of progressive experience in regulatory compliance, risk, or control management, ideally within banking or insurance.
- Proven leadership in regulatory remediation, audit readiness, or operational risk transformation.
- Strong understanding of governance frameworks, regulatory expectations, and control testing methodologies.
- Excellent stakeholder management and communication skills at senior levels.
- Background in OSFI-E21, SOX, or equivalent frameworks an advantage.
- Bachelor's degree in business, accounting, or finance; relevant certifications (CPA, CIA, CISA, CRISC) preferred.
Why This Role
- Regional exposure with a global organization operating at the forefront of regulatory transformation.
- High visibility and direct influence on enterprise-level controls and compliance strategy.
- Collaborative, hybrid work environment with strong executive sponsorship and learning opportunities.
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