Financial Surveillance Specialist
2 days ago
Surveillance Analyst Job Description
About the RoleWe are seeking a skilled Surveillance Analyst to join our team. As a Surveillance Analyst, you will be responsible for conducting surveillance across communication, information barrier and trade products for the global surveillance function.
Key Responsibilities- Review alerts in compliance surveillance systems such as Smarts Broker, Enterprise Analytics Platform (EAP) and CSURV.
- Ensure the review of these alerts are carried out professionally, handled, and either referred to the appropriate stakeholder or closed with no action in a correct fashion.
- Ensure SLAs relating to timeliness are not breached.
- Utilize financial market news services such as Bloomberg for research to assist in the correct analysis of surveillance alerts.
- Review, investigate and escalate irregularities and abnormal activities.
- Ensure escalated cases are followed up and documented and updated in a timely manner.
- Conduct QA (Quality Assurance) of reviewed surveillance alerts and ensure appropriate QA documentation.
- Partner with other surveillance teams globally on surveillance matters.
- Create MI Reports as and when required for senior management and other bank functions or audits and inspections.
- Provide support on any ad hoc surveillance tasks and requests as and when required.
- Remain aware of any regulatory developments which may impact the bank's surveillance processes and mandate.
- Working with Compliance Information Technology in the preparation and User Acceptance Testing of new tools, amendments to existing tools to ensure effectiveness and coverage of alerts.
- Strong attention to detail, analytical skills, and sound judgement
- Ability to analyse large data sets and investigate to identify potential issues.
- Be able to multitask and work on multiple projects with a focus on quality over quantity.
- Have a sound foundation of knowledge relating to compliance and regulatory requirements related to compliance surveillance.
- Ability to engage and manage multiple stakeholders with separate and conflicting agendas.
- Competitive Salary
- Attractive Retirement Benefit
- Medical and Life Insurance upon employment
- 20 days Annual Vacation Leaves
Our company is a leading financial institution with a strong presence in the global market. We strive for a culture in which we are empowered to excel together every day.
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