
Senior Legal Counsel
2 days ago
The ideal candidate will provide legal counsel and support on a wide range of issues, including securities laws, insurance regulations, corporate governance, contract law and other matters that may be encountered in the course of business operations.
This role involves drafting, reviewing and negotiating contracts and agreements, as well as other legal documents to ensure the firm's interests are protected.
The successful candidate will render legal advice or opinion on the interpretation of regulations or changes in regulations relevant to existing and/or intended communications, business, operations, and/or other initiatives.
Additionally, this position supports the firm's product and operations teams by providing legal guidance on new products, services, procedures manuals and marketing materials.
The legal professional will also monitor legal cases filed for or against the firm and manage engagements with external legal counsel as necessary.
Furthermore, this role is responsible for assisting in the development and implementation of corporate governance policies and procedures, ensuring alignment with best practices and legal requirements.
Key Responsibilities- Provide legal advice and support on a wide range of issues, including securities laws, insurance regulations, corporate governance, contract law and other matters.
- Draft, review and negotiate contracts and agreements, and other legal documents covering existing and/or intended business engagements.
- Render legal advice or opinion on the interpretation of regulations or changes in regulations relevant to the existing and/or intended communications, business, operations, and/or other initiatives.
- Support the firm's product and operations teams by providing legal guidance on new products, services, procedures manuals and marketing materials.
- Monitor legal cases filed for or against the firm.
- Manage engagements with external legal counsel as necessary.
- Minimum of 3 years of experience in a legal and data privacy role, preferably in the financial services industry or a law firm specializing in securities law or financial services.
- Strong knowledge of securities laws, financial regulations, and corporate governance.
- Excellent legal research, analytical, and problem-solving skills.
- Strong communication and interpersonal skills, with the ability to work effectively with internal and external stakeholders.
- High ethical standards and a commitment to maintaining the integrity of the firm's legal practices.
- Proficient in MS Office - Word, PPT, Excel.
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