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We are seeking a Chief Legal and Risk Officer to join our team at UnionBank Financial Services and Insurance Brokerage Inc. (UFSI). The ideal candidate will have a strong background in securities laws, financial regulations, and corporate governance.
- Provide strategic legal advice and support on a wide range of issues, including securities laws, insurance regulations, corporate governance, contract law, and other matters related to the firm's business operations.
- Draft, review, and negotiate contracts and agreements to ensure the firm's interests are protected.
- Render legal advice or opinion on the interpretation of regulations relevant to the firm's communications, business operations, and initiatives.
- Support product and operations teams by providing legal guidance on new products, services, procedures manuals, and marketing materials.
- Monitor legal cases filed for or against UFSI.
- Manage engagements with external legal counsel as necessary to provide specialized legal expertise or manage complex legal matters.
- Assist in the development and implementation of corporate governance policies and procedures, ensuring alignment with best practices and legal requirements.
Responsibilities
- Develop and implement risk management policies and procedures to minimize potential risks to the organization.
- Collaborate with internal stakeholders to identify and assess potential risks to the organization.
- Develop and implement mitigation strategies to address identified risks.
- Monitor and report on risk exposure and mitigation efforts to senior management and the board of directors.
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