Chief Legal and Risk Officer
6 days ago
We are seeking a talented individual to fill the role of Corporate Lawyer and Data Protection Specialist at UnionBank Financial Services and Insurance Brokerage Inc. (UFSI). The successful candidate will have a strong background in securities laws, financial regulations, and corporate governance.
- Provide expert legal advice and support on a wide range of issues, including securities laws, insurance regulations, corporate governance, contract law, and other matters related to the firm's business operations.
- Draft, review, and negotiate contracts and agreements to ensure the firm's interests are protected.
- Render legal advice or opinion on the interpretation of regulations relevant to the firm's communications, business operations, and initiatives.
- Support product and operations teams by providing legal guidance on new products, services, procedures manuals, and marketing materials.
- Monitor legal cases filed for or against UFSI.
- Manage engagements with external legal counsel as necessary to provide specialized legal expertise or manage complex legal matters.
- Assist in the development and implementation of corporate governance policies and procedures, ensuring alignment with best practices and legal requirements.
Required Skills and Qualifications
- A minimum of 3 years of experience in a legal and data privacy role, preferably in the financial services industry or a law firm specializing in securities law or financial services.
- Strong knowledge of securities laws, financial regulations, and corporate governance.
- Excellent legal research, analytical, and problem-solving skills.
- Strong communication and interpersonal skills, with the ability to work effectively with internal and external stakeholders.
- High ethical standards and a commitment to maintaining the integrity of the firm's legal practices.
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