Compliance Staff

4 days ago

Pasig, National Capital Region, Philippines COL Financial Group, Inc. Full time ₱120,000 - ₱180,000 per year

About the Company:

COL Financial is the Philippines' leading online stockbroker, offering access to both stocks and the country's top funds at COL has reached hundreds of thousands of people in its commitment to help Filipinos build wealth and achieve financial independence through investing.

Job Description:

  • Assist the Compliance Officers in ensuring compliance with the reportorial requirements and other requests of the Securities and Exchange Commission (SEC), Anti-Money Laundering Council (AMLC) and other regulatory authorities. Reports include, among others, the covered transaction and suspicious transaction reports and the monthly issuance and redemption report
  • Facilitate the application of SEC licenses of Company personnel as well as the renewal thereof
  • Liaise with internal and external stakeholders on different compliance concerns
  • Assist in corporate secretarial requirements of the Company
  • In general, act as a point person in all legal, compliance, and corporate secretarial matters
  • Organize and maintain documents in a paper and electronic filing system
  • Provide administrative support for the legal, compliance, and corporate secretarial team as necessary
  • Performs all other duties as assigned and with minimal supervision

Job Requirements:

  • Graduate of Bachelor's Degree in Accounting, Finance, or any related course
  • Preferably with at least 1 year of related work experience, but fresh graduates are welcome to apply
  • Background/experience working in either a legal or financial industry is an advantage
  • Good oral and written communication skills
  • Strong organization skills and good attention to detail
  • Can work independently and with minimum supervision
  • Must be willing to work on-site at Ortigas, Pasig City

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