Bank Compliance Assurance Unit Head
4 days ago
MAIN RESPONSIBILITIES:
A. Leads in the implementation of the Branch Compliance Assurance Unit's Review Program
conducted at least annually.
a. Oversees the review and monitoring functions of the Branch Compliance Assurance
Officers (BCAOs)
b. Evaluates BCAOs recommendations relative to the overall result of the review and
independent engagement
c. Provides recommendations to BOM on areas assessed needing branchwide
enhancement in policy , streamlining of procedures and strengthening of internal
controls
d. Raises processesses needing standard application and/or documentation.
B. Collaborates with Legal, Compliance, Risk Operations , Stakeholders and concerned
BusinessUnits in formulating Policies and Procedures related to BCAU Function
C. Provides Regulatory references and advice to the Branch Operations Management, BCAOs,
Branches and Branch Lite Units in formulating policies, clarifications to existing provision
D. Provides support during Internal Audit, Compliance Testing, Credit Risk Management and BSP
Operations Review Engagements through monitoring of Branches compliance to timely and
complete submission of duly reviewed requirements
E. Performs operational functions pursuant to the Bank's Business Continuity Plans upon the
approval by Branch Operations Group Head
F. Stays updated on industry regulations and compliance standards that may impact the branch
G. Performs additional BOG-related responsibilities to be assigned by the Group Head from time
to time
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