Compliance Officer

17 hours ago

Ortigas Post Office P, Philippines Traxion Tech Full time ₱360,000 - ₱420,000 per year

Role Overview

The Compliance & GRC (Governance, Risk & Compliance) Specialist will play a critical role in ensuring the company's full compliance with regulatory requirements, risk management frameworks, and governance standards across the FinTech and EMI industry. This role requires deep knowledge of financial regulations, payments, electronic money operations, and data protection laws. The specialist will serve as a subject matter expert, supporting business operations, audits, and risk assessments, while embedding a strong compliance culture across the organization.

Key ResponsibilitiesRegulatory Compliance & Licensing

  • Monitor and ensure compliance with all applicable financial regulations (e.g., BSP, AMLA, SEC, Data Privacy, Consumer Protection).
  • Support EMI licensing, renewals, and ongoing regulatory submissions.
  • Liaise with regulators and industry bodies on compliance-related matters.
  • Track new laws and regulatory changes, assess impact, and recommend controls.

Governance & Risk Management

  • Maintain the company's GRC framework aligned with industry best practices.
  • Conduct risk assessments, KYC/AML checks, and transaction monitoring to detect suspicious activity.
  • Draft, review, and update compliance and risk-related policies, manuals, and SOPs.
  • Ensure alignment with ISO standards, PCI-DSS, and cybersecurity compliance requirements.

Audit & Reporting

  • Support internal and external audits, ensuring documentation and corrective actions are completed.
  • Develop compliance dashboards and risk reports for senior management and the Board.
  • Maintain compliance registers, breach logs, and risk incident reports.

Training & Awareness

  • Conduct compliance and risk training for employees, focusing on AML/CFT, data privacy, and consumer protection.
  • Promote compliance awareness and ethical conduct across the organization.

Cross-Functional Collaboration

  • Partner with Legal, IT, Operations, and Product teams to ensure regulatory compliance in new offerings and system enhancements.
  • Provide compliance advisory for new FinTech products, partnerships, and third-party service providers.

Qualifications

  • Bachelor's degree in Law, Finance, Accounting, Business, or related field.
  • At least 3–5 years' experience in Compliance, Risk, or GRC within FinTech, EMI, or financial services.
  • Strong knowledge of AML, KYC, BSP/SEC regulations, and international compliance frameworks.
  • Familiarity with GRC tools and risk management systems.
  • Excellent analytical, problem-solving, and communication skills.
  • Certifications such as CAMS, CFE, CISA, or ISO-related credentials are highly preferred.

Key Competencies

  • Strong regulatory knowledge (local and international).
  • High attention to detail and accuracy.
  • Ability to manage multiple compliance and risk priorities.
  • Strong ethics and integrity.
  • Proactive, with the ability to anticipate and mitigate risks.

Job Type: Full-time

Pay: Php30, Php35,000.00 per month

Experience:

  • Same : 3 years (Preferred)
  • ISO audit: 3 years (Preferred)

License/Certification:

  • AML (Preferred)
  • BSP (Preferred)
  • ISO (Preferred)

Work Location: In person

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