FINRA Licensed Team Lead

1 month ago


Taguig, National Capital Region, Philippines TASQ Staffing Solutions Full time
About the Role

TASQ Staffing Solutions seeks a seasoned FINRA Licensed Team Lead to oversee the operations of our team, ensuring compliance with regulatory guidelines and driving business growth.

Key Responsibilities
  • Manage stakeholder expectations, ensure timely decision-making, and maintain accurate records in accordance with FINRA regulations.
  • Develop and implement training programs for team members, focusing on product knowledge, risk management, and customer satisfaction.
  • Communicate company goals, deadlines, and performance expectations to the team, motivating individuals to achieve excellence.
  • Collaborate with Compliance and operations teams to resolve issues, settle complaints, and maintain a culture of innovation and process simplification.
Required Qualifications
  • Bachelor's degree or equivalent work experience, along with 8 years of industry experience and 2+ years in financial services, securities operations, compliance, and supervision.
  • Prior experience in direct management and leadership roles, with a proven track record of effective stakeholder management.
  • Excellent written and verbal communication skills, with the ability to analyze products and communicate with the Advisor Network.
Benefits
  • Hybrid work setup, with 3 days per week onsite at McKinley West, Taguig.
  • Free parking available on a first-come, first-served basis.
Estimated Salary

We offer a competitive salary, estimated to be around $120,000 - $150,000 per year, depending on qualifications and experience.



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