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Financial Services Governance Professional
3 weeks ago
Northern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
It provides innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to its enduring principles of service, expertise, and integrity.
Key Responsibilities- Support the implementation of the global Compliance Program for Banking & Markets.
- Collaborate with stakeholders on compliance matters.
- Identify and document compliance breaches.
- Represent compliance in governance forums.
- Contribute to EMEA Compliance team initiatives.
- Strong understanding of financial products and conflicts of interest.
- Familiarity with Compliance function objectives and major financial regulations.
- Able to create useful Management Information from compliance data.
- Excellent communication and problem analysis skills.