Senior Regulatory Advisor

2 days ago

Manila, National Capital Region, Philippines beBeeCompliance Full time $60,000 - $80,000

Job Title: Associate Consultant

Role Overview:

This is a Compliance role that involves planning and executing validation testing in line with applicable regulations, documenting results and communicating these results to management.

Key Responsibilities:
  • Reviews and interprets laws, regulations and internal policies/procedures for the purpose of developing appropriate testing plans.
  • Develops testing scope to validate compliance with the implementation of regulatory requirements.
  • Executes the annual GCT RCV plan by conducting validation reviews, working closely with the manager and meeting scheduled deadlines.
  • Performs reviews within the deadlines and scope outlined and agreed while considering both global and regional requirements as well as local policies and regulations.
  • Direct liaison with Business Unit Managers and Risk and Compliance Partners.
  • Applies analytical skills to identify potential gaps or areas for control enhancement within the first and second lines of defense.
  • Follows established policies, procedures and standards for testing, including appropriately documenting testing performed.
Requirements:
  • Ability to communicate in a clear, concise and effective manner (verbal and written).
  • Experience related to monitoring/testing, including planning of tests, ideally gained through experience in compliance testing, operational risk or internal/external audit.
  • General knowledge of bank compliance regulations; knowledge of specific topics such as payments, market abuse, privacy, AML, Sanctions, fraud is a plus.
  • Understanding of regional regulations and relevant laws.
  • Preferred knowledge of any of the following: Custody, Asset Servicing, FX, Fund Administration, Fiduciary, Brokerage businesses as well as corporate governance such as outsourcing and bank secrecy requirements.
  • Displays confidence and expertise to advise management and the business.
  • Experience providing compliance advisory and operational support.
  • Proactivity and minimal supervision.
  • Strong organizational skills, collaborative approach to work, strong interpersonal skills.
  • Deals effectively with multiple competing deadlines.
  • Attention to detail.

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