Certified Compliance Officer

4 days ago

Ortigas Center, Philippines WHR Global Consulting Full time

Certified Compliance Officer

Work Arrangement: 100% On-site
Schedule: Day Shift
Location: Ortigas
Employment Type: Full-time
Salary: Php 90,000 to Php 100,000 per month

About the Role:
The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules, and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies, and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization.

Key Responsibilities:
Regulatory Compliance:
● Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC, and other governing bodies
● Maintain up-to-date knowledge of regulatory changes and assess their impact on the firm’s operations
● Prepare and oversee the timely submission of regulatory reports, disclosures, and other required filings
● Act as a point of contact for regulatory examinations, audits, and inquiries

Internal Controls and Risk Management:
● Develop, renew, and enhance internal compliance policies and standard operating procedures
● Lead the conduct of internal compliance audits and monitor corrective actions
● Evaluate and mitigate compliance risks through effective controls and monitoring systems

Training and Culture Building:
● Lead compliance awareness programs and training sessions for new and existing employees
● Champion a compliance-first culture within the company, promoting transparency, integrity, and accountability
● Provide guidance to departments on interpreting and implementing regulatory requirements

Anti-Money Laundering (AML) and Know-Your-Customer (KYC):
● Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed
● Ensure timely submission of covered and suspicious transaction reports to the AMLC

Liaison and Reporting:
● Coordinate with external auditors, legal counsel, regulators, and other stakeholders on compliance-related matters
● Submit periodic compliance reports to the management team and the Board
● Provide support in strategic planning, compliance initiatives, and regulatory updates

Qualifications:
● Registered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification
● Bachelor’s degree in relevant fields like law, finance, accountancy, business administration, or a related field
● At least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry
● Strong understanding of SEC rules, PSE regulations, AMLA, and other relevant circulars and memoranda
● High level of integrity, independence, and professionalism
● Analytical, organized, and detail-oriented with the ability to manage multiple priorities
● Excellent communication skills

Candidates with attached CV and relevant experience will be considered for a phone interview.

  • Certified Compliance Officer

    2 weeks ago

    Ortigas, Philippines WHR Global Consulting Full time

    Certified Compliance Officer Work Arrangement: 100% On-site Schedule: Day Shift Location: Ortigas Employment Type: Full-time Salary: Php 90,000 to Php 100,000 per month About the Role: The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules, and regulatory requirements,...

  • Certified Compliance Officer

    2 weeks ago

    Ortigas, Philippines WHR Global Consulting Full time

    The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and...

  • Compliance Officer

    2 days ago

    Ortigas, Philippines PH GLOBAL JET EXPRESS INC. Full time ₱180,000 - ₱250,000 per year

    Compliance Officer makes sure that our company conform to contractual obligations, government regulations, and laws. A Compliance Officer ensures a company functions in a legal and ethical manner while meeting its business goals. They are responsible for developing compliance programs, reviewing company policies, and advising management on possible...

  • Tax Accountant

    4 days ago

    Ortigas Center, Philippines WHR Global Consulting Full time

    Job Title: Tax Accountant (IEMOP) Work Arrangement: Onsite Schedule: Full-time Location: Ortigas, Pasig City Employment Type: Full-time Salary: ₱45,000 – ₱57,000 About the Role: The Tax Officer supports the Tax Head and Tax Compliance team in ensuring proper tax reporting, compliance with government requirements, and coordination with both internal...

  • Credit Officer

    4 days ago

    Ortigas Center, Philippines J-K Network Services Full time

    COMPANY PROFILE: This Company main Branch is in Japan and also have four partnership both in domestic and overseas, it is also established in June 1954. their company industry is focused on financial services such as bill collection and leases services. Position: Credit Officer Company Industry: Finance Company Work Location: Ortigas, Pasig City Work...

  • Risk Officer

    4 days ago

    Ortigas Center, Philippines WHR Global Consulting Full time

    POSITION TITLE: Risk Officer (Power Sector) WORK LOCATION: Ortigas, Pasig City WORK SETUP: Full Time, Onsite SALARY: PHP 35,000–50,000 JOB SUMMARY: The Risk Officer is responsible for supporting the implementation and execution of the enterprise risk management (ERM) framework across the organization. The role focuses on identifying, assessing,...

  • Database Engineer

    4 days ago

    Ortigas Center, Philippines eTeam PH Full time

    Key Responsibilities: Design, develop, and maintain relational and non-relational database systems. Optimize database performance through indexing, query tuning, and storage management. Implement data backup, recovery, and archiving strategies. Collaborate with software developers, data analysts, and DevOps teams to integrate databases with...

  • compliance officer

    4 days ago

    Ortigas, Metro Manila, Philippines PH Global Jet Express Full time ₱900,000 - ₱1,200,000 per year

    Compliance Officer makes sure that our company conform to contractual obligations, government regulations, and laws. A Compliance Officer ensures a company functions in a legal and ethical manner while meeting its business goals. They are responsible for developing compliance programs, reviewing company policies, and advising management on possible...

  • Treasury Head

    4 days ago

    Ortigas Center, Philippines Ifelse Ph, Inc. Full time

    The Treasury Head plays a crucial role in managing the company's financial operations, ensuring liquidity, and supporting strategic financial planning. While specific responsibilities may vary, typical duties for this position include: Cash Flow Management: Overseeing daily cash operations, forecasting cash flow, and ensuring sufficient liquidity to meet...

  • Senior Tax Accountant

    4 days ago

    Ortigas Center, Philippines WHR Global Consulting Full time

    Job Title: Senior Tax Accountant Work Arrangement: On-site Schedule: Regular Work Hours Location: Ortigas, Pasig City Employment Type: Full-time Salary: ₱60,000 – ₱75,000 About the Role: The Senior Tax Officer is responsible for monitoring all tax assessments and tax refunds of the group, ensuring timely submission of required documents and...