Certified Compliance Officer
2 weeks ago
Certified Compliance Officer Work Arrangement: 100% On-site Schedule: Day Shift Location: Ortigas Employment Type: Full-time Salary: Php 90,000 to Php 100,000 per month About the Role: The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules, and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and other financial regulatory bodies. This role ensures that the company maintains robust internal controls, policies, and procedures to manage compliance risks and fosters a strong culture of integrity and ethical conduct across the organization. Key Responsibilities: Regulatory Compliance: ● Ensure full compliance with applicable regulations from SEC, PSE, CMIC, AMLC, and other governing bodies ● Maintain up-to-date knowledge of regulatory changes and assess their impact on the firm’s operations ● Prepare and oversee the timely submission of regulatory reports, disclosures, and other required filings ● Act as a point of contact for regulatory examinations, audits, and inquiries Internal Controls and Risk Management: ● Develop, renew, and enhance internal compliance policies and standard operating procedures ● Lead the conduct of internal compliance audits and monitor corrective actions ● Evaluate and mitigate compliance risks through effective controls and monitoring systems Training and Culture Building: ● Lead compliance awareness programs and training sessions for new and existing employees ● Champion a compliance-first culture within the company, promoting transparency, integrity, and accountability ● Provide guidance to departments on interpreting and implementing regulatory requirements Anti-Money Laundering (AML) and Know-Your-Customer (KYC): ● Monitor transactions for suspicious activity and ensure appropriate AML reporting procedures are followed ● Ensure timely submission of covered and suspicious transaction reports to the AMLC Liaison and Reporting: ● Coordinate with external auditors, legal counsel, regulators, and other stakeholders on compliance-related matters ● Submit periodic compliance reports to the management team and the Board ● Provide support in strategic planning, compliance initiatives, and regulatory updates Qualifications: ● Registered with CMIC as Certified Securities Representative (CSR) and a Certified Compliance Officer (CCO) from SEC with Anti-Money Laundering Compliance Certification ● Bachelor’s degree in relevant fields like law, finance, accountancy, business administration, or a related field ● At least 5 years of experience in compliance, audit, or risk management within the brokerage/financial services or capital markets industry ● Strong understanding of SEC rules, PSE regulations, AMLA, and other relevant circulars and memoranda ● High level of integrity, independence, and professionalism ● Analytical, organized, and detail-oriented with the ability to manage multiple priorities ● Excellent communication skills Candidates with attached CV and relevant experience will be considered for a phone interview.
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Certified Compliance Officer
3 days ago
Ortigas, Philippines WHR Global Consulting Full timeCertified Compliance Officer Work Arrangement: 100% On-site Schedule: Day Shift Location: Ortigas Employment Type: Full-time Salary: Php 90,000 to Php 100,000 per month About the Role: The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules, and regulatory requirements,...
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Certified Compliance Officer
3 days ago
Ortigas, Philippines WHR Global Consulting Full timeThe Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules and regulatory requirements, particularly those set by the Securities and Exchange Commission (SEC), Philippine Stock Exchange (PSE), Capital Markets Integrity Corporation (CMIC), Anti-Money Laundering Council (AMLC), and...
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Certified Securities Representative
4 weeks ago
Ortigas Center, Philippines WHR Global Consulting Full timeCertified Compliance Officer Work Arrangement: 100% On-site Schedule: Day Shift Location: Ortigas Employment Type: Full-time Salary: Php 90,000 to Php 100,000 per month About the Role: The Senior Compliance Officer / Associated Person is responsible for overseeing the company’s compliance with applicable laws, rules, and regulatory requirements,...
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compliance officer
1 week ago
Ortigas, Philippines Sante International Full time ₱300,000 - ₱360,000 per yearJob OverviewThe Compliance Officer ensures that the company operates in accordance with all applicable laws, regulations, internal policies, and ethical standards. The position supports data privacy compliance, intellectual property registration, contract management, and government relations related to trade and export activities.As a member of the Ethics...
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Compliance Officer
2 weeks ago
Ortigas, Metro Manila, Philippines Private Advertiser Full time ₱900,000 - ₱1,200,000 per yearJob Summary:Bangko Pasig (Rural Bank) is seeking a seasoned and highly ethical Compliance Officer / Chief Audit Executive to lead our Compliance and Internal Audit functions. This role ensures the institution's full adherence to relevant laws, regulations, and internal policies, in line with the BSP, SEC, Anti-Money Laundering Council (AMLC), and other...
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Compliance Officer For Statutory Requirements
2 weeks ago
Ortigas, Philippines Offshore Business Processing Full time ₱420,000 - ₱540,000 per yearJob SummaryHMO on Day 1Receive promising perks and rewardsExperience travel opportunitiesGet recognized for what you doAchieve work-life balanceImprove exponentially with enhanced learningResponsibilitiesPrepares reportorial documents for submission to SEC, PEZA, BIRPrepare and assists in the application and renewal of, including but not limited to, various...
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Compliance Officer
2 weeks ago
Ortigas Post Office P, Philippines J&T EXPRESS Full time ₱600,000 - ₱1,200,000 per yearThe Compliance Officer ensures that the organization complies with all applicable laws, regulations, company policies, and ethical standards. This role involves developing, implementing, and monitoring compliance programs to minimize risk and maintain the integrity of company operations.Job Type: Full-timeBenefits:Paid trainingPay raisePromotion to permanent...
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Certified Public Accountant
2 weeks ago
Ortigas, Metro Manila, Philippines a695cb1f-21af-4f12-9e48-5a70a8088eec Full time ₱30,000 - ₱60,000 per yearPosition Summary:The CPA is responsible for managing the company's financial records, ensuring accuracy, compliance with accounting standards, and timely preparation of financial reports. The role requires strong analytical skills, attention to detail, and the ability to provide financial insights that support business decision-making.Key Responsibilities:1....
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Quality Compliance Assurance Officer
2 weeks ago
Ortigas, Metro Manila, Philippines TraxionTech Inc Full time ₱1,200,000 - ₱2,400,000 per yearA Quality Compliance Assurance Officer in a Fintech/EMI company is responsible for ensuring all operations, products, and services consistently meet internal quality standards and comply with diverse regulations. This includes interpreting and implementing requirements from ISO, the Merchant Acquisition License (MAL), Bangko Sentral ng Pilipinas (BSP), and...
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Compliance Associate
1 week ago
Ortigas, Philippines Cycle Financing Corporation Full time ₱300,000 - ₱900,000 per yearQualifications:Bachelor's degree in a related field such as Business Administration, Office Administration, Finance, Law, or a relevant area.1-3 years of experience in a compliance or audit role, demonstrating a strong understanding of compliance principles and best practices.Excellent analytical and problem-solving skills, with the ability to identify...
