Compliance Investigation

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

QUALIFICATIONS:Conduct distributor investigations in line with Client's Compliance and Ethics framework; prepare reports, recommend appropriate actions, and provide updates to the DCO and relevant Committees.Maintain accurate registries and documentation related to distribution compliance for proper governance and audit readiness.Assist the Distribution...

Financial Crimes Compliance (FCC) SpecialistKey Responsibilities:Prepare and submit CTRs and STRs to the AMLC in accordance with regulatory requirements and internal compliance policies.Maintain proper records of all submissions and provide regular reports to the AMLO and alternate AMLO .Collaborate with Operations, IT, and Business Units to collect...

Ensure adherence to regulatory requirements and company policies.Conduct risk assessments and audits to identify compliance gaps.Develop and implement compliance training programs for staff.Investigate compliance violations and recommend corrective actions.Prepare reports for senior management and regulatory bodies.Stay updated on industry regulations and...

TheCompliance Officeris responsible forensuring that the company is adhering to laws, regulations, and policies relevant to finance. This includes financial risk management, monitoring of transactions, and money laundering prevention.DUTIES AND RESPONSIBILITIES:Participate in discussions on critical regulatory issues and make necessary recommendations to...

Key Responsibilities:Develop, implement, and monitor the company's AML/CTF (Anti-Money Laundering / Counter-Terrorist Financing) policies and procedures.Conduct regular risk assessments and ensure appropriate controls are in place to mitigate AML risks.Review and investigate suspicious transactions and prepare Suspicious Transaction Reports (STRs) for...

A leading insurance provider is seeking an Insurance Sales Distribution Manager to play a pivotal role in ensuring the quality and sustainability of its expanding salesforce.As regulations such as the Financial Products and Services Consumer Protection Act (FCPA) continue to evolve, this position is essential for guiding the business through regulatory...

At Globe, our goal is to create a wonderful world for our people, business, and nation. By uniting people of passion who believe they can make a difference, we are confident that we can achieve this goal.Job DescriptionThe Risk Management and Compliance Lead plays a crucial role in ensuring our organization's adherence to environmental, energy, occupational...

Responsible for ensuring that the company is adhering to laws, regulations, and policies relevant to Anti-Money Laundering.DUTIES AND RESPONSIBILITIES:Provide necessary recommendations to address critical regulatory concerns affecting the company.Develop and implement compliance policies to ensure that the company operates legally and responsibly, especially...