Compliance Officer

3 days ago

Manila, National Capital Region, Philippines Trident Trust Full time $60,000 - $80,000 per year

Compliance Officer (AML KYC)

The successful candidate will be responsible, with others, for the operations of an investor relations team for a number of Asia based hedge fund and private equity clients.

Core Responsibilities (Key Responsibilities/ Duties)

  • Responsible, with others, for the smooth operation of the compliance function for private equity and hedge fund clients
  • Work closely with the Compliance team on all AML related matters, for open and closed ended funds
  • Review of due diligence files, AML and KYC documentation as part of investor on-boarding and periodic review
  • Review and classification of CRS, FATCA and Tax documentation
  • Generation, review and validation of reports from various systems
  • Ensuring procedures and controls are followed to enable accurate investor transaction reporting
  • Ensuring operational best practice in accordance with ISAE 3402 and SOC 1.
  • Review and authorisation of investor registers, client reports and communication.
  • Generate, review and analyse the screening process as performed by the various screening tools
  • Work with Management on improvements to controls and reporting developments.
  • Undertake specific projects as may be assigned from time to time.
  • Any other tasks assigned to you by the Directors.

Qualifications

  • At least 3 years working experience in a similar position with a Fund Administrator, Trust Company, or Corporate Service provider
  • ACAMS or ICA qualification preferred Knowledge of FATCA and CRS reporting preferred
  • Exposure to different AML regimes such as Cayman Islands, British Virgin Islands, Singapore and Hong Kong preferred
  • High degree of professional ethics and integrity
  • Ability to communicate well and effectively, verbally and in writing, to a diverse audience
  • Build and maintain close and effective working relationships
  • Vigilant and accurate in their work Driven and motivated
  • Affinity with systems and digital platforms

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