Compliance Specialist
2 weeks ago
Job Description:
- Filing compliance reports
- Communicating with government agencies about compliance statuses
- Preparing communications and presenting updates about company compliance processes
- Ensuring all products, activities, documentation, and policies comply with industry regulations
- Completing special compliance-related projects
- Creating and leading employee training programs for compliance-related matters
- Developing standard operating procedures
- Creating records of compliance activities
- Answering employee and company leader questions about compliance issues
- Updating company records for compliance-related data
- Conducting internal investigations and audits on compliance-related issues
- Identifying, assessing, and resolving compliance issues and irregularities
- Advising company leaders on compliance matters
Qualifications:
- College degree required.
- 5+ years industry related experience in bank or non-bank compliance.
- Experience with KYC and AML metrics reporting
- Background in Anti-money laundering, fraud, and corporate governance laws
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