Regulatory Compliance

2 weeks ago

Taguig, Philippines TASQ Staffing Solutions Full time

Job Description:

  • Oversight of Third- Party Administrator licenses primarily focused on the US TPA licenses and offshore regulated entities servicing insurance clients.
  • Management and maintenance of license filing, renewals and keeping all licenses on central database
  • Review any changes in law

Responsibilities:

Compliance License Management

  • Oversight of Third- Party Administrator licenses primarily focused on the US TPA licenses and offshore regulated entities servicing insurance clients. Candidate will be working with Global Compliance and Service delivery partners involved with insurance intermediary licenses and with Global licenses Manager for Legal Regulatory team. Licensing oversight will no doubt expand globally and through the US as insurance engagements continue to increase in size. Note that the licenses involved here may also relate to finance & accounting or other areas of scope under the deal.
  • Management and maintenance of license filing, renewals and keeping all licenses on central database. This will involve a great deal of data collection from internal business partners and clients as TPA filings require financial information from clients as well as Accenture business entities. Work directly with regulators as deemed necessary as licenses must be filed within regulatory timelines and requirements and deadlines vary by jurisdictions.
  • Understanding scope of businesses impacted by licenses.
  • Review any changes in law and the impact on license applications and renewals.
  • Reporting of License maintenance internally using existing platforms.
  • Working with external counsel to ensure all necessary licenses are obtained, filings are completed timely and legal changes are monitored.
  • Working directly with Legal and the Compliance team to validate compliance with all regulatory requirements.

Regulatory Reporting and Compliance

  • The regulatory reporting on obligations is a necessity under several licensing regimes. We must hold meetings with respective internal and external stakeholders, manage risk, assist with audits, monitor complaints or anything else required by local legislative frameworks. We would then need to report on such obligations internally and externally.
  • Constant communication with services leads to ensure that they are delivering services in accordance with compliance license requirements, documenting those requirements and helping with compliance programs with the rest of the Compliance Team.

Skills and Qualifications:

  • At least 3 years of regulatory and (licensing or risk management)
  • Understanding of sophisticated licensing and reporting issues
  • Experience handling licensing and compliance issues
  • Superior organizational skills and ability to work independently
  • Excellent communication skills, experience working remotely yet part of a team
  • Superior skills with MS Tools PowerPoint, Word, Excel and Teams
  • Ability and willingness to work flexible hours with global partners.


  • Regulatory Compliance Lead

    7 days ago

    Taguig, Philippines GCash Full time

    Overview GCash Taguig, National Capital Region, Philippines Join to apply for the Regulatory Compliance Lead role at GCash Do you want to take the first step in making Filipinos’ lives better everyday? Here in GCash we want to stay at the forefront of the FinTech industry by creating innovative, meaningful, and convenient financial solutions for...

  • Regulatory Compliance Head

    1 week ago

    Taguig, National Capital Region, Philippines beBeeCompliance Full time ₱4,500,000 - ₱7,000,000

    Regulatory Compliance ProfessionalWe are seeking a skilled and experienced Regulatory Compliance professional to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our organization adheres to all relevant laws and regulations.About the RoleThe successful candidate will be responsible for overseeing the...

  • Regulatory Compliance Professional

    2 weeks ago

    Taguig, National Capital Region, Philippines beBeeCompliance Full time ₱900,000 - ₱1,200,000

    Job OverviewThe Regulatory Compliance Officer plays a crucial role in ensuring adherence to regulatory obligations. This includes overseeing compliance frameworks, advising internal stakeholders, and managing reporting processes.Key ResponsibilitiesMonitor and track regulatory issuances to ensure timely compliance.Conduct gap assessments on programs,...

  • Regulatory Compliance Professional

    1 week ago

    Taguig, National Capital Region, Philippines beBeeCompliance Full time ₱4,800,000 - ₱9,600,000

    Job Title: Regulatory Compliance ProfessionalThe Compliance Analyst role is a critical function in maintaining the organization's reputation and integrity. This position will ensure that all regulatory requirements are met, and compliance procedures are upheld across various regions.Key Responsibilities:Maintain ongoing oversight of compliance with...

  • Regulatory Compliance Specialist

    5 days ago

    Taguig, Philippines Coins.ph Full time

    Join the Pioneer Crypto Brand in the Philippines! Coins is the most established crypto brand in the Philippines, trusted by over 18 million users. Our easy-to-use mobile app allows users to buy and sell various cryptocurrencies and access a wide range of financial services. Coins is fully regulated by the Bangko Sentral ng Pilipinas (BSP) and is the...

  • Regulatory Compliance Head

    7 days ago

    Taguig, Philippines GCash Full time

    Overview Do you want to take the first step in making Filipinos’ lives better everyday? Here in GCash we want to stay at the forefront of the FinTech industry by creating innovative, meaningful, and convenient financial solutions for the nation! G ka ba? Join the G Nation today! Responsibilities Overseeing the implementation of the Product Compliance,...

  • Regulatory Compliance Head

    7 days ago

    Taguig, Philippines GCash Full time

    GCash Taguig, National Capital Region, Philippines Get AI-powered advice on this job and more exclusive features. Do you want to take the first step in making Filipinos’ lives better everyday? Here in GCash we want to stay at the forefront of the FinTech industry by creating innovative, meaningful, and convenient financial solutions for the nation! G ka...

  • Regulatory Compliance Specialist

    1 week ago

    Taguig, National Capital Region, Philippines Straive Full time ₱104,000 - ₱130,878 per year

    Location: BGC, TaguigSchedule: Night shiftWork set-up: HybridPosition Overview:A Regulatory Compliance Specialist begins their day by reviewing their workload to prioritize those items which need to be addressed that day. Workload is assigned two months in advance allowing for ample time to plan workload tasks and related activities. Phone interaction with...

  • Brazil Regulatory Compliance Specialist

    2 weeks ago

    Taguig, National Capital Region, Philippines beBeeCompliance Full time $80,000 - $120,000

    Regulatory Compliance ExpertWe are seeking a seasoned regulatory compliance expert to join our team. As a key member of our organization, you will be responsible for ensuring that our operations comply with all applicable laws and regulations.About the Role:Conduct thorough research and analysis of regulatory requirements and industry trends in...

  • Leading Regulatory Compliance Specialist

    2 weeks ago

    Taguig, National Capital Region, Philippines beBeeCompliance Full time ₱2,000,000 - ₱2,500,000

    Job Title: Compliance Review HeadThe role of a Compliance Review Head involves overseeing the monitoring and quality assurance of regulatory compliance practices within an organization. This includes working closely with senior management, business units, and local regulators to ensure effective risk management.Your ResponsibilitiesPerform risk-based...