Compliance Officer

2 weeks ago

Manila, Philippines Monee Full time
Compliance Officer (Corporate Governance and RPT) - ShopeePay

Monee Manila, National Capital Region, Philippines

Job Description

The Compliance Officer supports the Regulatory Compliance Lead in managing and overseeing the institution’s corporate governance framework, ensuring adherence to regulatory requirements. Responsibilities include corporate governance management, policy implementation, compliance advisory, regulatory reviews, and reporting.

Key Responsibilities
  1. Corporate Governance Management:
    • Develop, implement, and maintain the corporate governance framework to ensure compliance with applicable laws, regulations, and best practices.
    • Monitor and evaluate the effectiveness of governance policies, recommending improvements.
    • Align practices with regulatory expectations and industry standards.
  2. Policy Implementation and Management:
    • Assist in developing, reviewing, and implementing governance policies and procedures.
    • Ensure effective communication and adherence across the organization.
    • Provide guidance to management and staff on governance matters.
  3. Regulatory Compliance Reviews:
    • Conduct regular compliance assessments across business units.
    • Identify risks and recommend corrective actions.
    • Support compliance monitoring and testing programs.
  4. Compliance Advisory:
    • Advise management and staff on regulatory compliance issues.
    • Stay updated on regulatory changes and ensure compliance programs reflect latest requirements.
    • Assist in regulatory filings and reports.
  5. Reporting:
    • Prepare compliance reports for senior management and the board.
    • Maintain records of compliance activities, findings, and recommendations.
    • Document and communicate compliance policies and procedures.
Minimum Requirements
  • Bachelor’s degree in Law, Business Administration, Finance, or related field; advanced degree or certifications (e.g., CRCM, CGEIT) preferred.
  • At least 5 years of experience in corporate governance and regulatory compliance within financial institutions.
  • Strong knowledge of governance principles, compliance requirements, and industry standards.
  • Excellent analytical, problem-solving, and decision-making skills.
  • Effective communication and interpersonal skills.
  • Ability to work independently and manage multiple tasks in a fast-paced environment.
  • Detail-oriented with a commitment to accuracy and compliance.
Additional Information
  • Seniority level: Mid-Senior level
  • Employment type: Full-time
  • Job function: Legal
#J-18808-Ljbffr

  • Compliance Officer

    2 days ago

    Manila, National Capital Region, Philippines IntouchCX Full time ₱900,000 - ₱1,200,000 per year

    About IntouchCXIntouchCX is a global leader in customer experience management, digital engagement, and AI and automation solutions. We immerse ourselves in your world with curiosity, creativity, and innovation to deliver exceptional results. For over 20 years, we have scaled with soul to become a disruptive industry leader by building trusted long-term...

  • Compliance Officer

    2 days ago

    Manila, National Capital Region, Philippines Philtrust Bank Full time ₱1,200,000 - ₱2,400,000 per year

    Compliance Officer (Assistant to Chief Compliance Officer)Overview:The Compliance Officer will assist the Chief Compliance Officer (CCO) for testing and monitoring and in ensuring the Bank's compliance with regulatory requirements and internal policies. This position involves supporting the CCO in a variety of functions related to regulatory examination,...

  • Compliance Officer

    4 days ago

    Manila, National Capital Region, Philippines eClerx Full time ₱900,000 - ₱1,200,000 per year

    Job SummaryTheCompliance Officerwill play a vital role in supporting Enable'sSourcing, Risk & Compliance (SRC) functionby ensuring the company meets both external regulatory/statutory requirements and internal policies. This role involves partnering with departments to interpret compliance obligations, identify practical solutions, and ensure alignment with...

  • Compliance Officer

    2 weeks ago

    Manila, Philippines Cherry Philippines Full time

    Compliance Officer to manage and ensure regulatory compliance with various government agencies, including the FDA , Bureau of Customs , Local Government Units (LGUs) , SEC , and other relevant institutions. The successful candidate will play a critical role in coordinating and processing regulatory documents, ensuring the company adheres to applicable laws,...

  • Compliance Officer

    2 weeks ago

    Manila, National Capital Region, Philippines AvantePH Staffing and Consultancy Inc. Full time

    OverviewWe are hiring a Compliance Officer to ensure that the company adheres to regulatory requirements, internal policies, and industry standards. Based in Manila, this role will be responsible for developing and monitoring compliance programs, conducting internal audits, and coordinating with relevant government agencies to maintain proper licenses and...

  • Compliance Officer

    2 weeks ago

    Manila, Philippines AvantePH Staffing and Consultancy Inc. Full time

    Overview We are hiring a Compliance Officer to ensure that the company adheres to regulatory requirements, internal policies, and industry standards. Based in Manila , this role will be responsible for developing and monitoring compliance programs, conducting internal audits, and coordinating with relevant government agencies to maintain proper licenses and...

  • Compliance Officer

    7 days ago

    Manila, National Capital Region, Philippines Cambridge University Press & Assessment Full time ₱324,000 - ₱420,000 per year

    Salary:Php 27,000 to Php 35,000- Location:Manila- Country:Philippines- Business Unit:OCR- Vacancy Type:Permanent- Closing Date:24 October 2025Meet the recruiterHannah HeraduraWork setup: We operate in a hybrid work environment, and we encourage applicants who are open to working in the office two days a week to apply.Work schedule: Monday–Wednesday,...

  • Compliance Officer

    2 days ago

    Manila, National Capital Region, Philippines InvestEd Full time ₱1,200,000 - ₱2,400,000 per year

    The Compliance Officer will play a key role in ensuring the company's full compliance with relevant regulatory and data privacy requirements in the Philippines. The role primarily focuses on reading, processing, and submitting various documents to the appropriate regulatory bodies, and ensuring timely compliance with all legal obligations. This position will...

  • Compliance Officer

    5 hours ago

    Manila, National Capital Region, Philippines WHR Global Consulting Full time ₱250,000 - ₱500,000 per year

    WHR Global Consulting is hiring a Full time Compliance Officer role in Taguig, NCR. Apply now to be part of our team.Job summary:Looking for candidates available to work:Monday: Morning, AfternoonTuesday: Morning, AfternoonWednesday: Morning, AfternoonThursday: Morning, AfternoonFriday: Morning, Afternoon

  • Compliance Officer

    2 days ago

    Manila, National Capital Region, Philippines CSCOR GLOBAL INTERTRADE INC. Full time ₱240,000 - ₱324,000 per year

    CSCOR GLOBAL INTERTRADE INC. is hiring a Full time Compliance Officer role in Santa Cruz, NCR. Apply now to be part of our team.Job summary:Looking for candidates available to work:Monday: Morning, AfternoonTuesday: Morning, AfternoonWednesday: Morning, AfternoonThursday: Morning, AfternoonFriday: Morning, AfternoonExpected salary: ₱20,000 - ₱27,000 per...