AML Audit and Compliance Supervisor

1 week ago

Cebu City, Philippines NUSTAR Resort Full time

Join to apply for the AML Audit and Compliance Supervisor role at NUSTAR Resort The role is responsible for assisting in the execution of AML audits, reviewing daily gaming transactions, and ensuring compliance with customer due diligence measures. Responsibilities Assist in the execution of AML audits in accordance with the Company’s AML Compliance Program and the regulations of AMLC and PAGCOR. Review daily gaming transactions, including the amount, nature, and purpose of transactions prepared by the Junior Auditor. Ensure the accuracy, completeness, and timely preparation of daily reports, and identify covered transactions as well as potential suspicious transactions related to ML/TF/PF. Review incidents, documents, and reports necessary for the evaluation of suspicious transactions, including submitted PSTRs by frontline personnel, and prepare referrals to frontline Heads and/or Managers when necessary. Review and submit Covered Transaction Reports (CTRs) and Suspicious Transaction Reports (STRs) through the AMLC Reporting Portal. Discusses issues on daily transactions with the AML CO/AML CM. Review compliance with customer due diligence measures, including additional verification, risk classification, ongoing monitoring, and other procedures defined in the MTPP. Prepare AML monthly reports for submission to the Board of Directors and regulatory bodies. Conducts AML trainings to Frontline Casino Operational departments and prepares needed training materials. Lead the conduct of Compliance Testing. Lead the updating of the Institutional Risk Assessment. Acts as the liaison to the AML Review Committee. Performs the duties and responsibilities of a Record Keeping Officer. Assist in updating the Company’s AML Compliance Program (MTPP and related AML policies and procedures) in accordance with AMLC and PAGCOR requirements. Perform other related responsibilities and tasks as may be assigned, in line with business needs. Qualifications Bachelor’s degree in Business, Accounting, Finance, or a related field. Minimum of 2 years experience in auditing, compliance, or risk management functions in other gaming or financial institutions. Working knowledge of anti-money laundering (AML) and countering the finance of terrorism law and its implementing rules and regulations (IRR). Excellent communication, negotiation, and interpersonal skills. Detail-oriented with strong analytical and problem-solving skills. Basic technical skills. High level of accountability, efficiency, and accuracy. Has completed trainings on Anti-Money Laundering and Countering Terrorist Financing Training and Targeted Financial Sanctions (TFS) Training. Familiarity with compliance and risk management frameworks in the gaming or financial institutions. Effective written and verbal communication skills. Ability to work independently with less supervision. Ability to manage multiple priorities. Ability to manage projects, meet deadlines, and collaborate with cross-functional teams. Willingness to learn. Proficient in compliance software and reporting tools is a plus. #J-18808-Ljbffr

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