Senior Auditor

Senior Auditor (IT Audit) - EMEA Shift Manilla, PH HOLD

Experience level: Mid-senior

Experience required: 6 Years

Education level: Bachelor’s degree

Job function: Accounting/Auditing

Industry: Financial Services

Compensation: NA

Total position: 1

Relocation assistance: No

Visa sponsorship eligibility: No

JOB DESCRIPTION:

• Being a member of the Internal Audit Team means you will be part of a diverse and collaborative team.
• The IT Audit Senior Associate is predominantly passionate about audit projects, participating in planning, driving fieldwork, and assisting with report writing and clearance.
• The primary measure of success is identifying meaningful potential issues about the design and efficiency of controls, while creating reliable and well-written documentation to support conclusions.
• The IT Audit Senior Associate must handle a number of auditee relationships, be a good team player, and take accountability for their personal growth and professional development.

RESPONSIBILITIES:

• Strategic Control Impact: Identifies important issues in which controls are not accurately designed or are not operating effectively. Assesses the risk and control environment for processes within coverage areas. Works closely with auditees to verify timely progress and completion of agreed-upon issue closure, under the mentorship of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks.
• Audit Execution: Assists an IT Audit Manager with the execution of audit planning, fieldwork, and reporting. Completes risk-focused fieldwork on time and within the allocated budget, advising the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. Understands and performs root cause analysis for issues. Possesses and demonstrates a strong understanding of audit techniques. Performs validation of prior identified issues, along with periodic continuous monitoring of key controls.
• Quality Process: Demonstrates a validated understanding of our policies, procedures, and documentation standards. Independently prepares work papers that fully align with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day-to-day responsibilities to supervise and mitigate risk; escalates appropriately.

QUALIFICATIONS:

• Bachelor’s degree is required, preferably with a technology-related major.
• Certifications related to the candidate’s coverage responsibilities are beneficial, but not required, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP).
• Minimum of 6 years of related experience.
• Previous job experience for IT Auditors can vary to meet the department’s goal of having a team with diverse perspectives and work experiences.
• Capable of identifying, assessing, and advising on risks for large-scale technology projects, IT general controls and completing IT process audits (e.g., SDLC, Change Management, Logical Security, Business Continuity/Disaster Recovery, and Incident/Problem Monitoring), as well as reviewing application-level processes and controls.
• Proficiency in auditing cyber security and infrastructure components is a plus (e.g., Mainframe, Unix/Linux, Windows).

ABOUT DTCC: With 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance, and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes and bringing increased security, enhanced resilience, and soundness to financial markets. In 2022, DTCC’s subsidiaries processed securities transactions valued at U.S. $2.5 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $72 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 17.5 billion messages annually.