Risk & Compliance Consultant (with banking experience)

4 days ago

Ortigas, Philippines Indra Full time

Risk and Compliance Consultant

Role Summary

The Risk and Compliance Consultant will support clients—particularly in financial institutions and fintech companies—in establishing, enhancing, and assessing risk management and regulatory compliance frameworks. The role focuses on BSP regulatory compliance, risk and compliance assessments, and the development of practical policies, frameworks, and manuals aligned with Philippine regulations and global best practices.

Key Responsibilities

Risk & Compliance Advisory

  • Provide advisory support on Bangko Sentral ng Pilipinas (BSP) regulatory requirements, including applicable circulars, memoranda, and supervisory expectations.
  • Assist in the design, review, and enhancement of risk management frameworks, compliance frameworks, and governance structures.
  • Prepare and customize risk management policies, compliance policies, manuals, and regulatory templates suitable for client operations.

Assessment & Review

  • Conduct enterprise risk assessments, operational risk assessments, and compliance gap assessments against BSP regulations and internal policies.
  • Identify regulatory, operational, and control gaps, and recommend practical, risk-based remediation actions.
  • Support clients in preparing for BSP examinations, audits, and regulatory submissions.

Documentation & Reporting

  • Develop clear and well-structured risk and compliance documentation, including policies, procedures, risk registers, and assessment reports.
  • Translate complex regulatory requirements into clear, actionable guidance for management and business units.
  • Prepare executive-level summaries and presentations for stakeholders.

Stakeholder Engagement

  • Communicate effectively with clients, regulators (as needed), and internal stakeholders.
  • Facilitate discussions, workshops, or interviews during risk and compliance assessments.
  • Collaborate with cross-functional teams, including IT, operations, and legal.

Qualifications & Background

Education & Experience

  • Bachelor's degree in Accounting, Finance, Business, Risk Management, Law, or a related field.
  • Experience in risk management, compliance, audit, or regulatory advisory, preferably within:
  • Banks, quasi-banks, EMI/PSPs,
  • Fintech companies (e-wallets, digital banks, payment platforms, lending platforms)
  • Demonstrated exposure to BSP regulations and compliance requirements.

Technical Competencies

Hands-on experience in at least one of the following:

  • Preparation of risk management frameworks
  • Development of risk, compliance, or governance policies and manuals (operations risk, credit risk, liquidity risk manuals)
  • Conduct of risk assessments or compliance assessments
  • Knowledge of regulatory standards and best practices (e.g., BSP, COSO, ISO 31000, Wolfberg, OCEG, IIA – an advantage).

Job Type: Full-time

Pay: Up to Php100,000.00 per month

Application Question(s):

  • What is your asking salary?
  • What is your notice period?

Work Location: In person

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