Legal and Compliance Officer
48 minutes ago
Legal Function:
- Understand, draft, and review contracts and other legal documentation
- Handle the corporate secretarial matters of the COL group
- Monitor legal developments and provides recommendations to mitigate legal risks
- Assist in the formulation and implementation of the legal strategy of the COL group and the companies in that group
- Assist in ensuring the COL group's compliance with data privacy regulations
- Respond to correspondences from regulators
- Liaise with third parties, including regulatory agencies, on various matters
- Provide legal training and education to staff and management on various legal topics
Compliance Function:
- Monitor and ensure compliance with applicable laws, and rules and regulations of regulatory agencies, including all disclosure requirements on the COL group with the various regulators
- Liaise with internal and external stakeholders on different compliance concerns
- Will be required to take the Associate Person exam
Others:
- Act as notary
Requirements
- LLB or JD from a reputable law school; Bar passer
- Preferably with 1 to 3 years working experience in a law firm
- With understanding of corporate law/ compliance regime in the securities industry/ anti-money laundering or data privacy regulations
- Good attention to detail; with integrity; no material disciplinary history
- Can think on their feet and make decisions in line with legal requirements and Company core values and interests
- Excellent oral and written communication skills
- Can work independently and with minimum supervisor
- Willing to work at Ortigas, Pasig City
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