Regulatory Compliance Officer

A leading global bank is seeking a Regulatory Compliance Officer to join their team in BGC. This role offers you the opportunity to make a meaningful impact by ensuring the bank's adherence to regulatory requirements and AML/CFT standards, while working closely with senior management and compliance leaders.

You will be part of a collaborative and supportive environment where your expertise in policy analysis, regulatory advisory, and governance will be highly valued. The organisation is committed to providing ongoing training, and a culture that encourages knowledge sharing and professional growth. If you are passionate about compliance and eager to contribute to a dependable and inclusive team, this position will allow you to thrive and develop your career.

What You'll Do
As a Regulatory Compliance Officer based in BGC, you will play an essential role in safeguarding the bank's reputation by ensuring strict adherence to regulatory standards. Your day-to-day responsibilities will involve conducting independent reviews across various departments and branches, analysing internal policies for effectiveness, advising senior management on new regulations, and supporting robust governance practices. Success in this role requires attention to detail, strong analytical abilities, and excellent communication skills. You will work collaboratively with colleagues across different teams to promote best practices in compliance while helping drive continuous improvement initiatives. By maintaining accurate records and preparing detailed reports for management oversight, you will contribute significantly to the organisation's commitment to ethical conduct and regulatory excellence.

• Assist the Chief Compliance Officer and Deputy Chief Compliance Officer in overseeing the implementation of effective compliance function controls throughout the organisation.
• Analyse internal policies, manuals, and standard operating procedures (SOPs), providing inputs that strengthen the bank's compliance framework and support continuous improvement initiatives.
• Collaborate with various departments to ensure consistent application of compliance policies across all operational areas, promoting a culture of integrity and accountability.
• Conduct independent testing of head office departments and branches to evaluate adherence to Anti-Money Laundering (AML), Counter Financing of Terrorism (CFT), and other regulatory requirements, ensuring findings are thoroughly documented.
• Contribute to the development of risk assessment methodologies that identify potential areas of non-compliance or vulnerability within banking operations.
• Inform senior management of new regulations and assess their impact on business operations to facilitate timely process and practice adjustments.
• Maintain accurate and complete records of compliance activities for audit and regulatory review purposes, ensuring transparency and traceability.
• Monitor updates from regulatory bodies and communicate relevant regulatory developments promptly to internal stakeholders.
• Participate in and support regular training sessions aimed at enhancing staff awareness of regulatory requirements and updates.
• Support the preparation of comprehensive compliance reports for management review, summarising monitoring activities, findings, and recommended actions.

What You Bring
To excel as a Regulatory Compliance Officer, your background should include substantial experience within banking operations coupled with proven expertise in compliance functions. Your academic qualifications will underpin your ability to navigate intricate financial regulations while your hands-on experience equips you with practical knowledge vital for effective oversight. You will bring exceptional analytical capabilities that allow you to scrutinise policies thoroughly; strong interpersonal skills that foster collaboration; meticulous attention to detail; and an unwavering commitment to ethical conduct. Your ability to interpret evolving regulations ensures timely advisory support for senior management. By embracing ongoing learning opportunities provided by the organisation, you will continue developing professionally while contributing positively towards a culture built on trustworthiness and shared responsibility.

• Ability to interpret complex regulations ensures you can provide accurate advisory services regarding new laws or changes affecting banking operations.
• Attention to detail is crucial when conducting independent testing or preparing reports that inform strategic decision-making processes.
• At least five years' work experience in banking operations is essential so you can bring practical insights into how compliance functions integrate with day-to-day business activities.
• Bachelor's Degree in Banking and Finance, Economics, or any Business-related course is required for this position as it provides a solid foundation for understanding complex financial regulations.
• Commitment to ongoing learning allows you to stay updated on industry trends through participation in training opportunities offered by the organisation.
• Dependable work ethic ensures consistent delivery of high-quality results even under tight deadlines.
• Excellent analytical skills are necessary for reviewing policies, procedures, and identifying gaps or areas for improvement within existing frameworks.
• Experience in compliance roles within financial institutions is preferred as it demonstrates your familiarity with regulatory frameworks such as AML/CFT standards.
• Proficiency in preparing clear documentation supports transparency during audits or internal reviews.
• Strong interpersonal abilities enable you to communicate effectively with senior management as well as colleagues across multiple departments.

What Sets This Company Apart
This organisation stands out due to its steadfast commitment to creating an inclusive workplace where every team member feels valued. The company invests heavily in training programmes designed not only for skill enhancement but also for personal growth, ensuring staff remain knowledgeable about industry developments. Supportive leadership fosters open communication channels where ideas are welcomed and contributions are recognised. The emphasis on dependability extends beyond client service into internal relationships: colleagues collaborate closely across departments so everyone shares responsibility for upholding high standards. With a focus on nurturing talent from under-represented backgrounds alongside established professionals, this institution offers an environment where growth is both encouraged and celebrated.

What's Next
If you are ready to take your career in compliance further within a respected financial institution committed to excellence—this is your chance

Apply today by clicking on the link below; join a team where your expertise makes a real difference.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.