Compliance Testing Officer

Participate in the development of the Compliance Risk Assessment and Testing schedules. With guidance of the Compliance Testing Head, identify testing controls and develop strategies to ensure appropriate testing. Define the testing activities to meet the objectives. Track and report Testing Activities Identify the applicable regulations to the...

Job Description Job Responsibilities: Lead and manage control evaluations and end-to-end substantive testing activities, including planning, fieldwork and reporting. Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls. Ensure compliance with internal policies, procedures, and...

What it's about Main Responsibilities: Develop, implement, and execute compliance monitoring plans to assess adherence to regulatory requirements, internal policies, and processes Analyze complex data to evaluate adherence to internal policies and external regulations and prepare detailed reports Investigate compliance incidents or violations, prepare...

Job Description Job responsibilities: Lead the execution of testing processes, ensuring all activities are completed accurately and on time, while maintaining open communication with stakeholders. Utilize advanced analytical thinking to systematically evaluate various aspects of testing situations, identifying key information and making data-driven...

Job Description Job responsibilities: Lead engagements across a range of specialist areas including regulatory engagements, internal audits, and issue management. Develop oversight, mitigation, and escalation of risk (operational, reputational, financial, regulatory, etc.) that may impact the Testing Center of Excellence, working with senior leadership on...

Axos Business Center, Corp About This Job Ensures quality of software products by creating and executing test plans, identifying and reporting defects, and collaborating with development teams to resolve issues. Monitors adherence to quality standards in the development, implementation and upkeep of software products. Monitors effectiveness of...

Who you'll be working with: You'll be responsible for the following: Leading the design, implementation, and continuous improvement of the organization's data governance framework, ensuring alignment with business objectives, regulatory compliance, and industry best practices. Developing, maintaining, and reviewing data governance policies, procedures, and...

Job Summary: Monitors, analyzes and reports performance of all revenue generating units to assist senior management in the determination of variances between actual performance versus budget, as well monitors and guides the trading desks on the foreign exchange (FX) position of the Bank to ensure compliance to regulatory limit. Specific Duties &...

FEATI Maritime Training and Assessment Center is looking for a Documentation Officer to join the organization. The role is responsible for preparing, organizing, and managing training & assessment documents to ensure accuracy, confidentiality, and compliance with established policies and standards. The Documentation Officer will also support internal...

Axos Business Center, Corp About This Job Provides timely and accurate financial record keeping and reporting across accounting and finance jobs. Entry level support for a specific area from transactions created through management reporting including compliance with SOX regulations. Responsibilities: Support the validation of accurate entry of...