Compliance Monitoring Officer

2 days ago

Manila, National Capital Region, Philippines Hortifruti Natural da Terra Full time ₱400,000 - ₱800,000 per year
What it's about

Join our Compliance Monitoring team in Manila and play a pivotal role in shaping a modern, data-driven compliance program. As a Compliance Monitoring Officer, you will be responsible for all second line monitoring activities across all Compliance Risk Areas, including Personal Account Dealing (PAD), Market Abuse, Marketing, Anti-Bribery and Corruption, and more. You will leverage leading compliance business applications such as Star Compliance, Global Relay, and RedMarker to ensure robust oversight and continuous improvement of our compliance framework.

Key Responsibilities
  • Compliance Governance: Drive the Compliance Risk Assessment process as the foundation for the Compliance Monitoring Plan, ensuring robust governance and oversight within the second line of defense.
  • Compliance Monitoring: Lead and execute monitoring activities across all Compliance Risk Areas, including PAD, Market Abuse, Marketing, and other regulatory domains, ensuring adherence to internal policies and external regulations.
  • Daily Surveillance: Oversee daily surveillance activities covering marketing activities, business communications and trading-related aspects and manage centralized compliance approvals to ensure timely and effective oversight.
  • Data Analysis & Reporting: Analyze complex data sets to identify trends, risks, and areas for improvement; prepare clear, actionable reports for senior management.
  • Issue Investigation & Remediation: Investigate compliance issues, document findings, recommend corrective actions, and track the implementation of remediation measures in the different Compliance Risk Areas.
  • Compliance systems and applications: Utilize and optimize compliance-related business applications (e.g., Star Compliance, RedMarker, Resolver, Global Relay) to support monitoring, reviews, reporting, and automation.
  • Project Management: Lead and contribute to compliance-related projects, ensuring timely delivery, stakeholder engagement, and effective change management.
  • Cross-Functional Collaboration: Partner with global colleagues and cross-functional teams to provide compliance guidance, deliver training, and support local and global initiatives.
  • Regulatory Intelligence: Stay informed on regulatory changes and ensure timely integration into processes and controls.
  • Innovation & Automation: Drive innovation in compliance testing through data analytics, automation, and continuous improvement of systems and tools.
  • Continuous Learning: Engage in ongoing professional development through PG Academy and external certifications.
What we expect
  • Bachelor's degree in any discipline, with preference for candidates with backgrounds in business, finance, or auditing.
  • CPA or equivalent certification preferred; additional certifications (e.g., CIA, CISA, CRISC) are a plus.
  • Minimum 3-5 years of experience in risk advisory, internal audit, IT audit, or compliance
  • Experience in financial services is advantageous.
  • Strong analytical, problem-solving, and communication skills.
  • Proficiency in Microsoft 365 and a keen interest in Generative AI and emerging technologies.
  • Demonstrated project management skills, with experience leading or contributing to compliance-related projects.
  • Familiarity with compliance business applications (Star Compliance, Global Relay, RedMarker) is highly desirable.
  • Collaborative mindset and ability to work independently in a fast-paced, global environment.
What we offer
  • Dynamic, entrepreneurial, and international work environment.
  • Culture that values diverse perspectives and innovative thinking.
  • Long-term career growth in a global, client-focused organization.
  • Supportive and open team culture.
  • Exposure to the private markets industry and mentorship from top professionals.
  • Competitive compensation, performance-based incentives, and long-term benefits.
  • 20 vacation days annually and a one-month sabbatical every five years.
  • Hybrid work setup for flexibility and balance.
  • Education assistance, on-the-job training, and career development programs.
  • Fun team events and volunteer opportunities to give back to the community.


Please be aware, fraudsters may pose as Partners Group recruiters. All genuine representatives can be identified by a verified sign on their LinkedIn profiles. If you suspect fraud or have doubts, contact us immediately

  • Compliance Monitoring Analyst

    2 days ago

    Manila, National Capital Region, Philippines Northern Trust Full time ₱60,000 - ₱120,000 per year

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Monitoring Analyst

    6 days ago

    Manila, National Capital Region, Philippines Northern Trust Corp. Full time ₱1,200,000 - ₱2,400,000 per year

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Monitoring Analyst

    6 days ago

    Manila, National Capital Region, Philippines Northern Trust Full time ₱900,000 - ₱1,200,000 per year

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Officer

    11 hours ago

    Manila, National Capital Region, Philippines Peppermint Inc. Full time ₱300,000 - ₱600,000 per year

    We are seeking a Compliance Analyst to join our team and help ensure the organization adheres to legal standards, regulatory requirements, and internal policies. This role is open to fresh graduates eager to develop their careers in compliance, law, or regulatory affairs.Key Responsibilities:Regulatory Compliance: Monitor and ensure compliance with statutory...

  • Compliance Officer

    4 days ago

    Manila, National Capital Region, Philippines Monee Full time ₱1,200,000 - ₱2,400,000 per year

    Job DescriptionThe Compliance Officer is responsible for supporting the Regulatory Compliance Lead in managing and overseeing the institution's corporate governance framework and ensuring adherence to regulatory requirements.This role shall be responsible for corporate governance management, policy implementation, and compliance advisory.The Compliance...

  • Compliance Officer

    1 week ago

    Manila, National Capital Region, Philippines C'SCOR Full time ₱180,000 - ₱300,000 per year

    Job Summary:The Compliance Officer will be responsible for ensuring that all regulatory requirements are met for baby and oral care products. This includes preparing, submitting, and monitoring documents for government agencies such as the FDA and other relevant authorities. The role ensures that products comply with industry standards, safety guidelines,...

  • Compliance Officers

    10 hours ago

    Manila, National Capital Region, Philippines Sterling Bank of Asia, Inc. Full time ₱800,000 - ₱1,200,000 per year

    Anti-Money Laundering (AML) Officer - assists the AML Compliance Head in guiding the Bank's employees on compliance with the BSP – AML regulations, the Anti-Money Laundering Act of 2001 (AMLA), as amended, and its Revised Implementing Rules and Regulations (RIRR), particularly in conducting customer due diligence, reporting of covered and suspicious...

  • Regulatory/Compliance Officer

    1 week ago

    Manila, National Capital Region, Philippines AvantePH Staffing and Consultancy Inc. Full time ₱300,000 - ₱600,000 per year

    We are hiring a Regulatory/Compliance Officer to ensure that the company adheres to government regulations, industry standards, and internal policies. This role will be responsible for developing and monitoring compliance programs, securing and renewing regulatory permits, and coordinating with agencies such as the FDA, IPO, DOLE, BIR, SEC, and LGUs.Key...

  • Tax Compliance Officer

    4 days ago

    Manila, National Capital Region, Philippines Super 8 Retail Systems, Inc. Full time ₱30,000 - ₱60,000 per year

    Work Location: Binondo, ManilaRoleThe position includes administrative roles for tax implementation, compliance and audit in the business, which may include, but not limited to:Regulatory Requirements: Preparation of government (BIR, SEC, LGU) requirements, such as reconciliations, schedule and filing of year-end inventory, book of accounts, etc.Tax...

  • IT Risk and Compliance Officer

    1 week ago

    Manila, National Capital Region, Philippines Compare Club Australia Pty Ltd Full time ₱900,000 - ₱1,200,000 per year

    Join Our Team as an IT Risk and Compliance OfficerYour Role: As the IT Risk and Compliance Officer, you will lead our compliance initiatives, ensuring adherence to standards like PCI DSS, ISO 27001, and ASD Essential 8 Mitigations. Your primary focus will be to manage audits, identify potential risks, and collaborate with IT and security teams to enforce...