Financial Compliance Officer

3 hours ago

Manila, National Capital Region, Philippines Lazada Full time ₱1,000,000 - ₱1,400,000 per year

About the job

Based in the Philippines, the
Financial Compliance Officer
will have overall responsibility in ensuring compliance with relevant regulatory requirements, maintaining a country compliance program aligned with group compliance frameworks, and advising internal stakeholders on compliance matters, including:

  • Leading regulatory engagements and ensuring compliance with mandatory reporting requirements with relevant regulators and relevant internal and external stakeholders;
  • Advising on payments / financial services regulatory matters, and assisting in the development and implementation of new products, features, and businesses lines;
  • Providing timely and quality regulatory advice for negotiations on strategic, complex and high value agreements;
  • Developing and implementing Group Compliance initiatives in-country, including – technology risk management, business continuity management, outsourcing, and consumer protection policies in line with local regulatory expectations and requirements;
  • Incident management (e.g. responding to regulatory investigations / inspections by authorities / assisting in PR incident responses/ submission of STRs);
  • Preparing for, and managing, audits and inspections by relevant regulators;
  • Localising and implementing Group-wide financial compliance programs and training for internal stakeholders;
  • Being the in-country champion in driving a culture of compliance;
  • Other additional duties as assigned.

Job requirements

  • 8-10 years of
    Financial Regulatory experience
    (added advantage if candidate is a qualified Philippine lawyer or has extensive relevant experience at a financial regulator in the Philippines)
  • Ideal candidate would have a mix of (i) regulatory experience, (ii) prior in-house experience in the
    lending and payments
    sector (i,e, digital credit lending, operator of payment system), and (iii)
    private practice experience in top-tier law or consulting / advisory firms
  • Knowledge of
    FinTech lending and insurance
    will be a plus
  • Extensive experience interacting with regulators, particularly with the
    Securities and Exchange Commission and Bangko Sentral ng Pilipinas
  • Critical thinking and analysis with strong attention to detail
  • Ability to thrive in a fast-paced startup environment where ambiguity and change is the norm
  • Fluent in English

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