
Sales Compliance Professional
3 days ago
Job Overview:
The Sales Compliance Manager oversees a team of Compliance professionals and ensures the implementation of sales compliance initiatives and standards. The role supports prevention methods, regular inspection & evaluation, and comprehensive reporting & auditing.
Key Responsibilities:
- Lead a cross-functional team to ensure customer experience and quality sales standards
- Partner with stakeholders to inform and develop compliance standards; define and execute on inspection processes against client requirements
- Recruit, develop, and evaluate team members; drive ongoing technical and personal development
- Monitor team metrics, projects, and impacts; provide regular updates to leadership
- Work with cross-functional partners to improve processes and technology
- Facilitate knowledge sharing and upskilling in compliance standards and processes
- Ensure proper training and implementation of compliance tools throughout the organization
- Act as a subject matter expert for sales compliance across channels
- Collaborate and create strong relationships between departments and teams
- Consistently gather stakeholder feedback to identify needs and ensure support
Requirements:
- Experience leading and collaborating cross-functionally
- Ability to prioritize multiple initiatives, delegate tasks, and drive results
- Strong communication skills and ability to build trust-based relationships
- Executive presence and ability to influence without authority
- Experience creating, testing, implementing, or evaluating Compliance programs
- Strong business acumen and ability to drive team members toward a vision
- Capable of working in an autonomous environment while ensuring priorities are met
- Successfully manage multiple projects/initiatives concurrently
Qualifications:
- Bachelor's Degree or equivalent combination of education and experience
- 2+ years of people leadership experience
- 2+ years of quality, compliance, regulatory experience or related field
- 2+ years of experience in analytical duties including tracking and managing data
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