Financial Regulatory Specialist

About the RoleSun Life Financial is seeking a highly skilled Regulatory Compliance Coordinator to join our team. In this role, you will be responsible for supporting the implementation of regulatory compliance requirements and ensuring that our business units comply with relevant laws and regulations.You will work closely with functional teams within the...

As a Regulatory Compliance Lead at Principal Financial Group, you'll be responsible for ensuring that our operations are in line with FINRA and state/federal regulations. You'll apply your knowledge of operations and broker-dealer supervision to make informed decisions.Key Qualifications:FINRA Series 7 and Series 24 licenses required; Series 66 an...

Join our mission to revolutionize financial services through technology at Sea Group. As an Associate Counsel, you'll be based in Manila and work on various financial regulatory issues.Role Summary:This role is responsible for providing legal counsel on financial regulatory matters, collaborating with our teams to ensure compliance and drive business growth....

Sea Group is a leading global consumer internet company dedicated to improving the lives of individuals and businesses through financial services technology.Job Overview:We are seeking an Associate Counsel to join our Philippines, Manila office team. This position involves working on various financial regulatory issues.Key Responsibilities:Providing legal...

We are seeking a talented Regulatory Specialist to join our Data Compliance team. As a key member of our team, you will be responsible for reviewing and analyzing client data to ensure compliance with regulatory requirements.About UsThe TP ICAP Group is a world leading provider of market infrastructure solutions. We operate from more than 60 offices in 27...

The Regulatory Affairs Specialist will be responsible for ensuring MakatiSoft inc.'s compliance with all relevant laws, regulations, and industry standards.Responsibilities:Develop and implement effective compliance programs.Monitor regulatory updates and changes.Collaborate with cross-functional teams to ensure compliance.Analyze and mitigate compliance...

Job DescriptionWe are seeking a seasoned Tax Assistant to join our finance team at Filinvest Land Inc. As a key member of the team, you will be responsible for ensuring accurate and compliant tax filings, maintaining relationships with regulatory bodies, and developing effective tax planning strategies.Key ResponsibilitiesTax Compliance: Prepare and file tax...

About Xendit's Risk and Compliance OfficeXendit's Risk and Compliance Office is responsible for ensuring the company's compliance with regulatory requirements and industry standards. As an AML Compliance Officer, you will play a critical role in developing and implementing effective AML/CFT policies, procedures, and controls.Responsibilities:Develop and...

Overview of the Role:The Hexagon Group of Companies is seeking a highly skilled Regulatory Affairs Specialist to manage regulatory affairs and QA/QC functions to ensure product compliance with industry standards and regulations.This role involves handling product registrations, documentation, and regulatory submissions while coordinating with suppliers and...

Work Location: 538 Jenny's Avenue, Maybunga, Pasig CityBe another key ingredient Join the team that manufactures the most popular Filipino brand in mixes, sauces, condiments, and more, Mama Sita'sJunior Regulatory Compliance SpecialistThe Junior Regulatory Compliance Specialist reports directly to the Senior Label Development & Regulatory Compliance...

CXC is a forward-thinking banking services company seeking a regulatory compliance specialist to join our team. As a Senior Business Analyst, you will be responsible for ensuring that all business analysis efforts adhere to regulatory requirements and industry standards.You will collaborate with stakeholders to develop and implement business solutions that...

About the RoleThe objective of this position is to support the Chief Compliance Officer, Compliance Managers, and Senior Data Protection Officer in ensuring operational efficiency in compliance with relevant group and external regulations.We are seeking a highly skilled Compliance Specialist to join our team. The successful candidate will have excellent...

At Wise, we're on a mission to make the world's money move without borders.We're seeking a proactive and detail-oriented Senior Compliance Specialist - Philippines to assist our Compliance Office in PH. This role will provide critical support in filing reports to the BSP and AMLC, regulatory horizon scanning, project management, and organising & maintaining...

Job Summary:The Orange Company Inc. is looking for a highly skilled Regulatory Affairs Specialist to join our compliance team. In this role, you will be responsible for ensuring the company's adherence to regulatory requirements and industry best practices.About the Role:Policy Development: Develop and implement compliance policies and procedures that align...

Job Title: Financial Regulatory Compliance AnalystWe are seeking an experienced professional to fill the role of Financial Regulatory Compliance Analyst, responsible for ensuring the company's compliance with all financial regulations and laws.Key Responsibilities:Manage and prepare relevant schedules and files as required to comply with statutory and...

At Wise, we believe in creating an inclusive environment where everyone can thrive.We're committed to hiring talented individuals who share our values and are passionate about making a difference in the world.As a Senior Compliance Specialist, you will play a critical role in ensuring our operations comply with local regulatory requirements and AML/CFT...

About the RoleAs a Regulatory Affairs Specialist, you will be responsible for ensuring that our company operates in accordance with all relevant laws, regulations, and industry standards.Responsibilities:Develop compliance policies and procedures to ensure adherence to relevant laws, regulations, and industry standards.Monitor compliance with policies and...

We are looking for a talented Financial Research Specialist to support our Penbrothers team. The successful candidate will have a strong understanding of financial markets, investment strategies, and regulatory frameworks for digital assets.The Financial Research Specialist will be responsible for preparing comprehensive rating reports, including...

**About the Role**We are seeking a qualified Junior Regulatory Compliance Specialist to join our team at Marigold Manufacturing Corporation. In this role, you will be responsible for ensuring that our food products comply with regulatory requirements in the Philippines and other countries.The ideal candidate will have strong research skills, attention to...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Forest Lake Development, Inc. In this role, you will be responsible for ensuring that all permits and licenses activities are compliant with regulatory requirements.Main Responsibilities:Compliance and Risk Management: Identify potential risks and develop strategies to...