Financial Regulatory Compliance Analyst

About the RoleSun Life Financial is seeking a highly skilled Regulatory Compliance Coordinator to join our team. In this role, you will be responsible for supporting the implementation of regulatory compliance requirements and ensuring that our business units comply with relevant laws and regulations.You will work closely with functional teams within the...

As a Regulatory Compliance Lead at Principal Financial Group, you'll be responsible for ensuring that our operations are in line with FINRA and state/federal regulations. You'll apply your knowledge of operations and broker-dealer supervision to make informed decisions.Key Qualifications:FINRA Series 7 and Series 24 licenses required; Series 66 an...

About Our TeamWe are a collaborative and dynamic team of professionals dedicated to delivering exceptional service and innovative solutions to our clients. As a Risk Governance Analyst, you will be working closely with our compliance team to manage and support the execution of key monthly and quarterly risk governance reporting activities.You will conduct...

About Us:Northern Trust is a globally recognized financial institution that has been in continuous operation since 1889. We are proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.About the Team:The...

CXC is a forward-thinking banking services company seeking a regulatory compliance specialist to join our team. As a Senior Business Analyst, you will be responsible for ensuring that all business analysis efforts adhere to regulatory requirements and industry standards.You will collaborate with stakeholders to develop and implement business solutions that...

The Compliance Analyst (CA) plays a critical role in ensuring that the Company and its Clients ("C&C") operate within legal, regulatory, and ethical guidelines. Key responsibilities include:Monitoring Operations – Overseeing C&C activities to ensure compliance with internal policies and regulatory standards.Policy Review – Identifying potential risks in...

At Wise, we're on a mission to make the world's money move without borders.We're seeking a proactive and detail-oriented Senior Compliance Specialist - Philippines to assist our Compliance Office in PH. This role will provide critical support in filing reports to the BSP and AMLC, regulatory horizon scanning, project management, and organising & maintaining...

Head, Operational Risk and Regulatory Compliance ManagementLocation: Taguig City, National Capital Region (Manila)Time Type: Full timePosted On: Posted 30+ Days AgoJob Requisition ID: JR00082605You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with...

Job Overview:Eastwest Ageas Insurance is seeking a highly skilled Compliance Assurance Manager to join our team. The successful candidate will have a strong background in compliance and/or regulatory framework, with expertise in leading and completing audits.Key Responsibilities:Develop and Implement Compliance Programs: Develop and implement compliance...

About the TeamWe are looking for a highly skilled Corporate Financial Analyst to join our team in the Philippines. As a key member of our finance department, you will be responsible for analyzing financial data, preparing budgets, and providing financial guidance to management.Responsibilities:Analyze financial data to identify trends and areas for...

About the Role:This position requires a highly skilled and experienced Financial Reporting Analyst to join our team at Manpower Outsourcing Services, Inc.The successful candidate will be responsible for:Preparing financial reports, analyses, and forecasts to meet business needs.Developing and implementing process improvements to increase efficiency and...

Company OverviewWe are Home Credit Philippines, a leading provider of innovative financial solutions in the country. Our mission is to empower Filipinos by providing them with accessible and affordable financial options.Job SummaryThis Compliance Specialist position will be responsible for assisting the Chief Compliance Officer, the Compliance Managers, and...

As a Compliance Analyst, you will play a vital role in our Data Compliance team, ensuring that client data is reviewed and analyzed to meet regulatory requirements.About UsThe TP ICAP Group is a world leading provider of market infrastructure solutions. We operate from more than 60 offices in 27 countries, employing over 5,300 people worldwide.Our purpose is...

A leading digital bank in the Philippines is seeking an experienced and dynamic professional to lead the Regulatory Compliance Team in a critical leadership role. This position is responsible for ensuring regulatory adherence, managing operational risks, and driving compliance initiatives across the organization.Responsibilities:Lead and manage the...

About Sea GroupSea Group is a global consumer internet company that operates various businesses, including e-commerce, fintech, and digital entertainment.Job OverviewWe are seeking a highly skilled Compliance Risk Analyst to join our team. The ideal candidate will play a critical role in ensuring compliance with regulatory requirements and mitigating risks...

Research Analyst Arabic:Key skills/ knowledge we are looking for:Chemicals regulations research skills and knowledge:Equivalent to EU REACH & CLP, US TSCA and OSHAGHS, Middle East and AfricaStrong "Chemicals management" regulatory framework knowledgeSafety data sheets compliance knowledge & experienceChemicals notification/ registration knowledge &...

Do you have expertise in Financial Systems and want to take on a new challenge?About the RoleAscendion is seeking a Financial Systems Analyst to join our team.The ideal candidate will have experience with GPP configuration and customization, as well as knowledge of payment systems and database management.Expertise in GPP platform functionalities, including...

Job RequirementsWe are seeking a highly skilled Corporate Financial Analyst to join our team. In this role, you will be responsible for analyzing financial data to identify trends and areas for improvement, providing recommendations to the leadership team.ResponsibilitiesFinancial Analysis: Analyze financial data to identify trends and areas for improvement,...

About Northern Trust:Northern Trust is a leading global financial institution, serving the world's most sophisticated clients for over 130 years. Our commitment to service, expertise, and integrity has earned us a reputation as a trusted partner in the financial industry.With a history spanning over two decades, Northern Trust has established itself as a...

Join our mission to revolutionize financial services through technology at Sea Group. As an Associate Counsel, you'll be based in Manila and work on various financial regulatory issues.Role Summary:This role is responsible for providing legal counsel on financial regulatory matters, collaborating with our teams to ensure compliance and drive business growth....