Regulatory Specialist

3 days ago


Manila, National Capital Region, Philippines TP ICAP Group Full time

We are seeking a talented Regulatory Specialist to join our Data Compliance team. As a key member of our team, you will be responsible for reviewing and analyzing client data to ensure compliance with regulatory requirements.

About Us

The TP ICAP Group is a world leading provider of market infrastructure solutions. We operate from more than 60 offices in 27 countries, employing over 5,300 people worldwide.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data through responsible and innovative solutions.

Job Overview

The role sits within the Data Compliance / IP Protection team in the Parameta Solutions division. Data Compliance performs a critical function in ensuring that data licensing revenues are protected through regular client audit reviews with the aim to minimize any data leakage.

Responsibilities

  • Review and analyze client data to ensure compliance with regulatory requirements.
  • Prepare accurate and detailed analyses and reports within short timescales for discussion and review internally and for issue to the audited parties.
  • Maintain and develop good client working relationships with effective communication and using a collaborative approach.
  • Support the audit process preparing respective documentation for the audits performed: identifying and documenting all systems and processes involved to support the client audit reviews.

Skills and Qualifications

  • Excellent analytical ability and problem-solving skills.
  • Able to work under pressure in a fast-paced environment.
  • Able to interpret contractual terms and extract relevant clauses.
  • Strong customer focus and excellent communication skills.
  • Detailed orientation and organized, disciplined, persistent, and self-motivated.


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