Financial Services Compliance Leader
3 days ago
Job Summary
Qubel is a rapidly growing fintech company that requires an experienced Senior Manager, Compliance and Controls, to lead the overall financial services business compliance and control function. The ideal candidate will have a strong background in compliance and risk management, preferably in the lending or financial services industry.
Responsibilities
- Develop and implement comprehensive compliance programs to mitigate risks associated with lending and payment operations.
- Conduct regular audits and risk assessments to identify potential compliance issues and areas for improvement across all financial services products.
- Collaborate with various departments to ensure company-wide compliance with applicable laws and regulations.
- Provide guidance and training to employees on compliance matters and regulatory changes.
- Monitor and analyze regulatory developments in the lending and payments industry to ensure the company stays up-to-date with requirements.
- Investigate and report any violations of laws or regulations to management and regulatory bodies.
- Coordinate with external auditors and regulators as needed.
- Develop and maintain effective internal controls to safeguard company assets and ensure data integrity.
- Prepare compliance reports for senior management and the board of directors.
Qualifications
- Bachelor's degree in accounting/audit, law, business administration, or a related field
- Min 7+ years of experience in compliance and risk management, preferably in the lending or financial services industry
- Strong knowledge of lending and payments regulations (general financial services regulations), anti-money laundering (AML) laws, and consumer protection requirements
- Excellent analytical and problem-solving skills
- Strong communication and interpersonal abilities
- Attention to detail and ability to manage multiple priorities
- Proficiency in compliance management software and data analysis tools
- Ability to talk to regulators and prepare regulatory documents/audits.
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