1LOD Control Testing Professional
6 days ago
Role Overview
This role is responsible for planning, executing and reporting the results of control testing covering Markets Trading and Sales businesses.
The successful candidate will have experience in Front Office controls testing, internal audit, external audit, independent control reviews or similar disciplines.
Responsibilities
- Executing controls design and operating effectiveness testing to agreed timelines, escalating and resolving obstacles to delivery.
- Maintaining high standards and best practice for execution of testing activities and associated documentation.
- Providing challenge to stakeholders on the design and effectiveness of controls.
- Supporting stakeholders in determining necessary control remediation identified through the testing programme.
- Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance, and Operational Risk.
- Drafting impactful summary outputs from the testing programme.
Requirements
- 3+ years experience in Front Office controls testing, internal audit, external audit, independent control reviews or similar disciplines.
- Knowledge of Markets Sales and Trading activities, risks and related controls.
- Strong understanding of control design assessment and effectiveness testing techniques and practices.
- Experience of developing and maintaining effective senior stakeholder relationships.
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