Current jobs related to Compliance and Controls Specialist - Manila, National Capital Region - LSEG (London Stock Exchange Group)

  • Assistant Sales Manager, Controls

    4 weeks ago

    Manila, National Capital Region, Philippines Johnson Controls Full time

    What you will do:The primary responsibility of the Solutions Sales Representative will be to successfully offer Johnson Controls' solutions to prospective customers and in return receive orders for our offerings – to leverage on delivering industry standard solutions and to establish and further add to Johnson Controls' positioning in the market.The...

  • Building Controls Specialist

    7 hours ago

    Manila, National Capital Region, Philippines Johnson Controls, Inc. Full time

    **Job Summary**The primary responsibility is to design, support systems installation, perform programming, commissioning, and troubleshooting of complex building controls systems for customers.You will track project time schedules, changes, and ensure on-time completion of various tasks. You will also provide system demonstrations to clients and...

  • Compliance Specialist

    2 days ago

    Manila, National Capital Region, Philippines Collins International Trading Corporation Full time

    About the Role:We are looking for a Compliance Specialist to support our internal control processes. The successful candidate will conduct audits to ensure operational effectiveness, risk mitigation controls, and compliance with relevant rules and regulations.Responsibilities:Visit dealers/outlets to assess inventory levels and stockroom conditions.Evaluate...

  • Internal Controls Specialist

    7 days ago

    Manila, National Capital Region, Philippines Good Eats Specialists Inc. Full time

    We are seeking an experienced Internal Controls Specialist to help us identify and mitigate potential risks within our organization.This role involves evaluating the internal controls in place and recommending improvements to ensure compliance with federal regulations.The ideal candidate will have a strong understanding of financial systems and procedures,...

  • Compliance and Risk Control Specialist

    7 days ago

    Manila, National Capital Region, Philippines Omega Healthcare Management Services Inc. Full time

    Key ResponsibilitiesPerforming regular IT control audits to ensure their effectiveness.Owning and driving compliance activities for all Omega locations.Reviewing and updating mandatory compliance manuals and procedures.Minimizing audit observations and achieving good ratings in client audits.The successful candidate will also be responsible for planning and...

  • Compliance Risk Specialist

    1 day ago

    Manila, National Capital Region, Philippines Fresenius Medical Care Full time

    At Fresenius Medical Care, we are seeking a highly skilled Compliance Risk Specialist to join our team.About the Role:The Compliance Risk Specialist will be responsible for evaluating and ensuring the organization's adherence to internal policies, industry regulations, and legal requirements. This role involves conducting regular audits, identifying...

  • Control and Compliance Expert

    4 days ago

    Manila, National Capital Region, Philippines CITCO INTERNATIONAL SUPPORT SERVICES LIMITED-PHILIPPINE ROHQ Full time

    About Our OrganizationCitco International Support Services Limited - Philippine ROHQ is a global leader in fund services, corporate governance, and related asset services.The Risk and Control Team plays a critical role in ensuring the organization's risk management and control framework is robust and effective.We are seeking a skilled Risk Management...

  • Control Specialist

    2 hours ago

    Manila, National Capital Region, Philippines Aggreko Full time

    We're the global leader in providing energy solutions that help businesses grow and communities thrive.We work as a team and we're proud of the difference we make to customers, to local communities, and towards a sustainable future for the world.We are hiring a Control Specialist who will ensure the smooth and efficient operation on site by designing,...

  • Compliance Risk Management Specialist

    16 hours ago

    Manila, National Capital Region, Philippines Citigroup Full time

    Company OverviewCitigroup, a global leader in the financial services industry, empowers individuals to expand their skills and make a meaningful impact. Our company culture values innovation, collaboration, and mutual respect.Job DescriptionAs a Compliance Risk Management Specialist at Citigroup, you will serve as a compliance risk analyst for Independent...

  • Compliance and Control Strategist

    2 days ago

    Manila, National Capital Region, Philippines Starbucks Philippines Full time

    About the TeamWe are seeking a highly motivated and experienced Audit Manager to join our team at Starbucks Philippines. As an Audit Manager, you will play a key role in leading a team of auditors to evaluate and improve the overall control environment.You will be responsible for developing an annual risk-based internal audit plan, managing audit execution,...

  • Regulatory Compliance Specialist

    1 day ago

    Manila, National Capital Region, Philippines Unistar Credit and Finance Corporation Full time

    We are looking for a detail-oriented Administrative Support Officer to join our team at Unistar Credit and Finance Corporation.Duties and ResponsibilitiesSupport the Regulatory Compliance Department in ensuring all BIR compliance requirements are met.Assist in conducting regular fieldwork to BIR Large Taxpayers Officers and submit branch applications for...

  • Expense Control Specialist

    2 days ago

    Manila, National Capital Region, Philippines Power Mac Center Full time

    Job Summary:We are seeking a highly skilled Expense Control Specialist to join our team at Power Mac Center. This role is responsible for managing and controlling all company expenses, ensuring accuracy and efficiency in all aspects of financial operations.Key Responsibilities:Monitor and control all company expenses, identifying areas for cost reduction and...

  • Controls Testing and Compliance Expert

    7 days ago

    Manila, National Capital Region, Philippines MSCI Inc Full time

    We are seeking a seasoned professional to lead the implementation of quality frameworks at MSCI Inc. As a Controls Management Specialist, you will be responsible for driving consistency and excellence across our organization.ResponsibilitiesDevelop and implement effective quality frameworks to drive business excellence.Collaborate with cross-functional teams...

  • IT Risk and Compliance Specialist

    7 days ago

    Manila, National Capital Region, Philippines CITCO INTERNATIONAL SUPPORT SERVICES LIMITED-PHILIPPINE ROHQ Full time

    Job SummaryYour role as an IT Risk and Compliance Specialist at CITCO INTERNATIONAL SUPPORT SERVICES LIMITED-PHILIPPINE ROHQ involves coordinating operational controls effectiveness testing across the IT division and with teams outside of the IT division as required.You will assist OCM project managers in the development and implementation of control...

  • Financial Compliance Specialist

    2 days ago

    Manila, National Capital Region, Philippines Devex Incorporated Full time

    Job DescriptionAt Devex Incorporated, we are seeking a skilled Financial Compliance Specialist to join our team. As an Internal Controls Auditor, you will play a crucial role in ensuring the accuracy and integrity of our financial records.Responsibilities:Conduct Field Audits: You will conduct field audits on assigned projects to observe and evaluate the...

  • Compliance Officer

    6 days ago

    Manila, National Capital Region, Philippines M CATERING AND FINE FOODS Full time

    Job Description:M CATERING AND FINE FOODS is seeking a qualified Compliance Officer to oversee its financial compliance activities, ensuring adherence to accounting standards, tax laws, and regulatory requirements.The ideal candidate will possess expertise in QuickBooks Online, strong analytical skills, and attention to detail.Responsibilities:Compliance &...

  • Tax and Compliance Specialist

    7 days ago

    Manila, National Capital Region, Philippines Semirara Mining and Power Corporation Full time

    Job SummaryThe Tax and Compliance Specialist will be responsible in processing all national and local taxes, as well as other regulatory and/or tax audit requirements of the SMPC Group in accordance with the overall objectives and function of the Tax Department.Key Competencies:Hardworking;Flexible;Values-driven;Trainable; andIntermediate knowledge in...

  • Global Trade Compliance Specialist

    5 days ago

    Manila, National Capital Region, Philippines Manpower Outsourcing Services, Inc. Full time

    Job OverviewWe are seeking a highly skilled Global Trade Compliance Specialist to join our team at Manpower Outsourcing Services, Inc.The successful candidate will be responsible for recommending ECCN and HTS classifications for products in the technology industry, ensuring compliance with all U.S. Export Control Laws and regulations.The ideal candidate will...

  • Compliance and Accounting Specialist

    2 days ago

    Manila, National Capital Region, Philippines Proseso Consulting and Business Solutions Inc Full time

    Job PositionWe are seeking a highly experienced Compliance and Accounting Specialist to join our team at Proseso Consulting and Business Solutions Inc.The successful candidate will be responsible for ensuring that all financial operations are carried out in accordance with relevant laws, regulations, and industry standards.Key responsibilities include:Review...

  • Inventory Control Specialist

    2 days ago

    Manila, National Capital Region, Philippines TapTalent Full time

    Job DescriptionWe are seeking an experienced Inventory Control Specialist to oversee our warehouse operations in Manila. The ideal candidate will have a proven track record of managing inventory, optimizing logistics, and leading teams to enhance efficiency and productivity within the warehouse environment.Key Responsibilities:Oversee daily warehouse...

Compliance and Controls Specialist

1 week ago

Manila, National Capital Region, Philippines LSEG (London Stock Exchange Group) Full time

We are looking for an experienced professional to join our team as a Compliance and Controls Specialist. This role will be responsible for driving the culture of risk and controls within Operations and ensuring effective risk management practices.

As a key member of the team, you will be responsible for coordinating with risk managers/champions in each function to ensure that risk management practices are aligned with the company's strategic objectives.

Key Responsibilities:

  • Ensuring that risk management practices are aligned with the company's strategic objectives
  • Communicating policy changes and supporting policy owners and responsible executives in completing annual corporate certification
  • Promoting risk culture in 1LOD, including provision of risk education/training in conjunction with 2LOD

Control Assurance:

  • Performing design effectiveness assessment (DEA) of end-to-end processes
  • Ensuring that changes identified in the walkthroughs are documented, implemented, and monitor progress
  • Producing and/or reviewing control artefacts (e.g. risk and control matrices, process narratives)
  • Finding opportunities to enhance the control environment either through automation or stopping non-value add activities
  • Partnering with 1LOD in developing remediation plans for any design gaps/control deficiencies and support in assessing the impact of any control deficiency
  • Ensuring control issues are logged into central GRC tool (e.g. MetricStream, SAP GRC)
  • Supporting in the annual scoping and risk assessment exercise
  • SUPPORTING EXTERNAL AUDIT AROUND CONTROL ASSURANCE EFFORTS
  • Collaborating with 2LOD and 3LOD on key initiatives and/or any ongoing assurance efforts
  • Contributing in designing controls, supporting and providing guidance on controls, and providing control framework feedback

Qualifications:

  • Degree or equivalent and/or relevant professional qualification.
  • Knowledge of internal control design assessments including documenting processes and identifying potential risk or control gaps.
  • Ability to adapt to change and multi-task in a dynamic environment.
  • Ability to understand complex issues outside their experience and expertise and facilitate resolution across multiple functions/managing across boundaries is essential.
  • Experience of managing and reviewing Associate team members.
  • Demonstrate ability to take initiative and drive projects to completion.
  • Capable of working independently with little guidance.
  • University (equivalent) degree and CA/ACCA (equivalent).
  • Strong oral and written communication skills with the ability to interact with peers and management globally.
  • Strong command of Office applications.