Head of Investment Compliance

The opportunityThe head of investment is responsible for general account investment decision, portfolio management and performance monitoring. This includes developing and implementing investment strategies, sourcing and analyzing sustainable alpha opportunities, leading cross-functional teams for investment initiatives, ensuring compliance of portfolio risk...

We are looking for a highly motivated Investment Compliance Specialist to join our team at AIA Philippines. As a key member of our compliance function, you will be responsible for ensuring that all investment activities comply with relevant laws and regulations. This includes implementing and administering compliance monitoring programs, managing independent...

Posted 11 days ago and deadline of application is on 30 MarJob DescriptionUnder the supervision of the Investment Director, the Investment Head monitors the current investment portfolios of the University, ensuring its adherence to the investment policies and financial risk management guidelines, and executing short-term investments. The position also serves...

The Treasury Head will be responsible for overseeing the company's treasury functions, ensuring optimal cash flow management, investment strategies, risk mitigation, and financial controls. This role is critical in managing the company's liquidity, banking relationships, and compliance with financial regulations to support the operational and strategic goals...

On-site - Makati 1-3 Yrs Exp Diploma Full-timeJob DescriptionDescriptionResponsible for day-to-day execution of investment activities of the Trust Division.Duties:Execute investment transactions in accordance with client investment mandates, investment process, fiduciary standards, and BSP regulations in managing accounts.Ensure trading and risk management...

Job DescriptionThe Head of IT Planning role at AIA Philippines is responsible for driving the strategic alignment of IT investments, ensuring financial efficiency, and optimizing vendor performance. This includes overseeing IT financial management, vendor contract oversight, risk and compliance governance, project management governance, and tracking...

Role SummaryThis position involves overseeing the daily operations of the Trust Division's investments, ensuring compliance with regulatory requirements and adherence to established investment processes.Main Responsibilities:Manage and execute investment transactions in line with client mandates, adhering to relevant laws and regulations.Implement effective...

The Head of Compliance is responsible for leading the compliance function at AIAIM PH and overseeing the compliance program under the Governance Framework of AIAIM PH. The Head of Compliance is also the designated local anti-money laundering officer, local data privacy officer, and local FATCA Responsible Officer of AIAIM PH while providing appropriate...

Job DescriptionLancesoft Philippines is seeking a Head of Compliance and Risk Management to lead our compliance and risk management functions. The successful candidate will have a deep understanding of regulatory requirements and industry best practices, as well as experience in developing and implementing effective compliance and risk management...

Job Title:We are seeking an experienced Investment Operations Coordinator to join our team. As a key member of our investment operations department, you will be responsible for coordinating the day-to-day activities of our investment team and ensuring that all financial transactions are accurately recorded and reported.Duties and Responsibilities:Coordinate...

Job DescriptionThe Head of Audit will be responsible for overseeing all auditing processes, ensuring compliance with internal controls, and evaluating financial operations. This role will include developing audit plans, conducting risk assessments, and implementing audit recommendations.This is a full-time on-site role for a Head of Audit located in Quezon...

On-site - Mandaluyong 1-3 Yrs Exp Diploma Full-timeJob DescriptionDescriptionJOB SUMMARYUnder the direct supervision of the Head Office Compliance Testing Section Head, performs activities of the Compliance Testing and Validation Department that facilitates the implementation of the Bank's Compliance Program and adherence by Head Office Units to regulatory...

Join China Bank PH's dynamic team as a Branch Operations Head! We are looking for a motivated and results-driven individual to lead our Makati branch's operations.About the Role:This key position will be responsible for ensuring the smooth day-to-day operations of the branch, including the Accounting, Clearing, Investment, Loan, and Foreign Sections.The...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Bank of Commerce (Philippines)Talent Acquisition Officer @ Bank of Commerce - an affiliate of San Miguel Corporation | Human Resource Management and DevelopmentJOB SUMMARYUnder the direct supervision of the Head Office Compliance Testing Section Head performs...

Role SummaryThe Compliance Testing Analyst is a key member of our Compliance Department, responsible for ensuring the bank's adherence to regulatory requirements and standards.About the RoleAssist in the preparation of initial new/updated Compliance Programs related to banking/AML laws, rules, and regulations.Perform other tasks assigned from time to time by...

Job OverviewWe are seeking a highly skilled Compliance Testing Analyst to join our team at Bank of Commerce (Philippines). As a key member of our Compliance Department, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and standards.About the RolePrepare and update the bank's Compliance Testing Plan to identify relevant...

AIA Philippines is seeking a seasoned Compliance Risk Manager to lead our compliance function and ensure adherence to regulatory requirements. This role involves overseeing the implementation of internal policies and procedures, monitoring compliance with local regulations, and providing guidance on investment restrictions and requirements.The ideal...

About the RoleWe are looking for a Banking Compliance Specialist to support our Compliance Department in ensuring the Bank's compliance with regulatory requirements.The successful candidate will work closely with the Head Office Unit personnel to implement the Compliance Program and ensure adherence to regulatory requirements.Key Responsibilities:Assisting...

Branch Operations Head - Metro Manila East (For Pooling)China Bank PHNegotiableOn-site - Makati 3-5 Yrs Exp Diploma Full-timeJob DescriptionDescriptionWe are building our talent pipeline for Branch Operations Head (BOH) positions in the Metro Manila East Region. This is a talent pooling initiative for future opportunities in the area.Locations: Marikina,...

Job DescriptionThe Bank of Commerce (Philippines) is seeking a highly skilled Compliance Risk Manager to join its team.This role will be responsible for facilitating the implementation of the Bank's Compliance Program and adherence to regulatory requirements.Main Responsibilities:Preparation and updating of the Bank's Compliance Testing Plan.Identification...