Risk Governance Analyst
1 day ago
We are seeking a highly skilled and experienced professional to join our team as a Risk Governance Analyst. As a key member of our compliance team, you will be responsible for managing and supporting the execution of key monthly and quarterly risk governance reporting activities.
You will conduct investigations to determine if a financial crime has occurred and involve Northern Trust accounts, clients, operations, or employees. You will also serve as a subject matter expert and mentor to junior-level employees, carrying out complex activities with potential regulatory compliance impact.
Responsibilities:
- Manage or support the execution of key monthly and quarterly risk governance reporting activities.
- Conduct investigations to determine if a financial crime has occurred and involve Northern Trust accounts, clients, operations, or employees.
- Serve as a subject matter expert and mentor to junior-level employees.
- Carry out complex activities with potential regulatory compliance impact.
- Consult with management regarding more complex or sensitive investigations.
- Effectively communicate to upper management any issues/discrepancies that arise from processing Ethics/OCOI requests in My Compliance Office (MCO).
- May lead projects and/or provide direction and train junior-level staff.
- Operate independently; have in-depth knowledge of financial crimes; and carry out activities that are large in scope, cross-functional, and technically difficult.
- Prepare management reports to communicate risk exposures and sources of those exposures to internal committees and senior management.
- Solve problems in straightforward situations.
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