Financial Risk Governance Specialist
3 days ago
Northern Trust is a Fortune 500 company that provides innovative financial services and guidance to the world's most successful individuals, families, and institutions.
Key Job DutiesThis Senior Analyst, Compliance Fin Crime role involves managing risk governance reporting, conducting financial crime investigations, and mentoring junior staff members. The ideal candidate will have strong analytical and problem-solving skills, as well as excellent communication abilities.
Main Responsibilities
- Risk Governance Reporting: Oversee the preparation of key monthly and quarterly risk governance reports, ensuring timely and accurate submissions.
- Financial Crime Investigations: Conduct thorough investigations to determine if financial crimes have occurred and involve Northern Trust assets, clients, or employees.
- Mentoring and Training: Provide guidance and training to junior-level employees, serving as a subject matter expert on financial crimes and compliance.
- Regulatory Compliance: Perform complex tasks with potential regulatory implications, consulting with management on sensitive investigations.
- Reporting and Communication: Communicate issues arising from Ethics/OCOI request processing in My Compliance Office (MCO) to senior management.
Preferred Qualifications
- Bachelor's degree in a relevant field or equivalent experience required.
- At least 3 years of experience in AML, Ethics/Conduct, Risk Reporting, or compliance-related processes in a financial institution or equivalent.
- Experience as an SME in offshore banking and financial services teams preferred.
- Relevant financial certifications are advantageous.
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