Expert Regulatory Operations Professional

5 days ago

Manila, National Capital Region, Philippines beBeeRisk Full time
Regulatory Operations Expert Job

Job Overview:

The Regulatory Operations Expert will play a key role in supporting our business in meeting regulatory reporting requirements, with a focus on APAC regulators and various asset classes.

Key Responsibilities:

  • Ensure overall regulatory adherence for COO Regulatory reporting obligations from a timeliness, accuracy, and completeness perspective.
  • Monitor exception reports and allocate to relevant teams; track resolution and escalate where necessary; perform control checks to see if trades are reported timely, accurately, and completely.
  • Perform root cause analysis or exceptions with investigation and appropriate escalation of any significant issues found through testing, rejection remediation, or any other stream to senior management and key internal stakeholders in Compliance, Country Management, and Technology to ensure transparency of controls within appropriate governance models.
  • Support the design and conceptualization of new business solution options and articulate identified impacts and risks; Manage issue resolution projects to ensure accurate and timely delivery.
  • Partner effectively with technology and development teams to design system solutions with the aim to automate as much of the exceptions process as possible; Draft and amend project support documents such as business requirements documents, functional specification documents, support operating models, and test plans.

Required Skills and Qualifications:

  • Bachelor's degree in Finance, Business, or related courses with prior experience from financial services and advance knowledge in different asset classes like rates, credit, FX, and equities; Control and Regulatory oversight experience is beneficial.
  • Exposure to Derivatives Middle Office function or equivalent, preferably with experience in business analysis and strong risk and control background.
  • Ability to work under pressure, understand complex business specifications as well as data requirements, and able to work on tight deadlines while managing stakeholder expectations.
  • Exposed to work in virtual teams and matrixed organization regionally and globally; effectively maintain, coordinate, prioritize multiple tasks and projects.
  • Strong leadership and effective stakeholder management skills and the ability to work in a fast-pace environment.

What We Offer:

  • Competitive Salary
  • Attractive Retirement Benefit
  • Medical and Life Insurance upon employment
  • 20 days Annual Vacation Leaves

About Our Teams:

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative, and working collaboratively.

We welcome applications from all people and promote a positive, fair, and inclusive work environment.

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