Compliance Policy Consultant
1 week ago
Job Description:
This role is responsible for supporting the definition and execution of the Governance and Policy workstreams for compliance and legal risk. The incumbent will provide Second Line of Defense (2LOD) compliance and legal risk management, developing and maintaining governance oversight of issues of non-compliance.
Key responsibilities include working closely with Risk, Compliance, Legal, and First Line of Defense (1LOD) subject matter experts and delegated/governance fora to develop and maintain policies, standards, guidelines, and operationalized controls to achieve risk management goals and policy objectives.
The Compliance Governance & Policy Consultant will lead Working Group meetings to support transformation of and maintains efficient and appropriate governance to enable successful outcomes.
This role involves assisting in developing, designing, implementing, and supporting compliance and legal risk management framework, including risk governance and controls, organization structure, policies, procedures, three lines of defense, risk measures, and metrics.
The candidate will manage deliverables with a forward-looking mindset, anticipate potential issues, prevent them, or work with management to define pragmatic contingency plans.
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