Financial Institution Governance Specialist
6 days ago
About Our Company:
We are a global leader in providing innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our commitment to service, expertise, and integrity has enabled us to remain true to our mission, serving over 22,000 partners worldwide.
Job Summary:
This Compliance Risk Manager role sits within the Global Regulatory Affairs Office (GRAO) and is responsible for providing subject matter expertise across a multi-year regulatory and risk program. The ideal candidate will have strong reporting and metrics development skills supported by data and technology, along with a track record of leading a small team.
Key Responsibilities:
- Support the definition, execution, and embeddedness of the Compliance Risk Assessment, Metric, and Reporting workstreams.
- Design and deliver necessary metrics, reports, and supporting operating models to enable effective running and management of the future state.
- Collaborate with data and technology partners to develop and implement capabilities for data collection, interpretation, trend identification, and patterns analysis.
- Work with stakeholders across all lines of defense, multiple business units, and senior management to create technology and data-led solutions for managing compliance and legal risk.
Requirements:
- Understanding of regulatory, compliance, and risk-related matters.
- Demonstrated experience in developing risk metrics, reports, and dashboards.
- Demonstrated experience in providing strategic business insight using metrics and data.
- Knowledge of the financial services industry and regulatory environment.
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