Regulatory Compliance Officer

2 months ago

Taguig, Philippines Nityo Infotech Full time

Location: BGC Taguig
Work setup and Schedule: Onsite / Dayshift (9am to 5:30)

QUALIFICATIONS:
*Must have a minimum experience of five (5) years in compliance/ internal audit/ risk management/ legal services/ operations
*Experience as a Data Privacy officer is preferred
*Familiarity with the BSP, Manual of Regulations for Banks (MORB) and other regulatory agencies that govern banks, such as but not limited to SEC, BIR, etc.
*Good oral and written communication skills, highly analytical and resourceful.
*Excellent interpersonal skills, good communication, writing and problem-solving skills
*Ability to prioritize, meet deadlines, able to be firm yet tactful, must be organized and detailed oriented person
*Experience working in a foreign bank

Duties and Responsibilities:
Provide assistance to the Chief Compliance Officer (CCO) in carrying out his/her duties and responsibilities with respect to the following:
(1) Periodic updating of the Branch’s Compliance Policy & Charter, Compliance Program and Compliance Risk Assessment (CRA);
(2) Dissemination of relevant recent regulatory issuances to concerned units on time and providing guidance/reminder thereon to ensure compliance;
(3) Submission of regular compliance and other reports for Management Committee and Legal, Compliance & Operational Risk Department
(4) Tracking and follow through of pending regulatory compliance/corrective actions to be undertaken by concerned units as far as BSP examination findings and audit exceptions are concerned (except AML-related findings/exceptions);
(5) Review of bank policies and procedures insofar as compliance with regulatory requirements are concerned, proposals on outsourcing, cross-selling and transactions/arrangements and maintain/update a central database of such records for monitoring purposes;
(6) Conduct of special training sessions/briefings on key topics relating to general compliance, as may be instructed by the CCO;
(7) Tracking of HO units’ periodic conduct of departmental compliance self-rating/testing, updating of Unit Compliance Representatives (UCRs) and entailing designation memos and resolution tracking of declared regulatory issues/concerns;
(8) Following through with concerned units on reportorial requirements falling due and issuance of reminders to ensure compliance with applicable regulations bank-wide within deadline; and
(9) Disseminate, follow through and ensure submission of requirements/requests that may be made by BSP CPC from time to time.

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