
Business Operational Risk Specialist
4 hours ago
- Report to the Business Operational Risk Manager and serve as the primary lead and point of contact for all Sales Personnel complaints.
- Lead simple disciplinary investigations related to Marketing and Sales Personnel misconduct.
- Manage internal and external stakeholders regarding matters arising from Sales Personnel misconduct.
- Prepare and report on the overall status of Sales Personnel complaints and misconduct.
- Conduct operational risk testing and assist in periodic reporting to stakeholders such as the Management Committee and the Risk Oversight Committee.
- Support first-line operational risk management by assisting with risk identification, assessment, review, mitigation, monitoring, and reporting.
- Enhance operational risk reporting frameworks and practices for Investments, Marketing & Sales, and Operations & Finance Departments.
Qualifications
Abilities / Knowledge:
- Knowledge of risk management in financial institutions, especially in banking, trust operations, or asset management.
- Basic economic analysis skills.
- Proficient in Excel.
Core Soft / Transferable Competencies:
- Team player
- Stress tolerance
- Data gathering skills
- Problem-solving and analysis under time pressure
- Persistence
- Organizational skills
- Associate
- Full-time
- Project Management and Business Development
- Insurance
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