Associate Director, Regulatory Remediation and Controls

14 hours ago


Quezon City, Philippines Par Excellence Search Consulting Inc Full time

Associate Director, Regulatory Remediation and Controls CLIENT PROFILE: A global financial services leader driving innovation, integrity, and resilience across insurance, wealth, and asset management. Work Setup: Hybrid (Day to mid-shift with occasional evening calls) About the Opportunity: A globally recognized financial institution is seeking a dynamic leader to drive its regulatory remediation and control optimization agenda across its shared services and business operations. This role is ideal for a seasoned professional who thrives in transforming governance frameworks, building regulatory confidence, and strengthening organizational resilience. What You’ll Do Lead remediation and controls initiatives that enhance compliance readiness and operational discipline. Oversee a team of senior managers responsible for control testing, regulatory remediation, and audit preparedness. Partner with global stakeholders to assess control gaps, implement sustainable fixes, and embed stronger governance practices. Support enterprise-level reviews and regulator interactions, ensuring alignment with global and local standards. Champion transformation in controls design, automation, and data-driven risk reporting. Build and maintain relationships with key internal and external stakeholders, including auditors and risk partners. What You’ll Bring At least 10 years of progressive experience in regulatory compliance, risk, or control management, ideally within banking or insurance. Proven leadership in regulatory remediation, audit readiness, or operational risk transformation. Strong understanding of governance frameworks, regulatory expectations, and control testing methodologies. Excellent stakeholder management and communication skills at senior levels. Background in OSFI-E21, SOX, or equivalent frameworks an advantage. Bachelor’s degree in business, accounting, or finance; relevant certifications (CPA, CIA, CISA, CRISC) preferred. Why This Role Regional exposure with a global organization operating at the forefront of regulatory transformation. High visibility and direct influence on enterprise-level controls and compliance strategy. Collaborative, hybrid work environment with strong executive sponsorship and learning opportunities. #J-18808-Ljbffr



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