Officer 3, Regulatory Compliance

2 days ago

Pasig, National Capital Region, Philippines IQ-EQ Full time ₱1,200,000 - ₱2,400,000 per year
Company Description

We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world's top-15 private equity firms. 

Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts

Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. 

We're driven by our Group purpose, to power people and possibilities.

Job Description

Responsibilities

  • Understand applicable Acts, Regulations, Notices, Circulars, and Guidelines to address client's queries
  • Tracking of work items and monthly calls
  • Drafting of compliance checklists and reports
  • Drafting of meeting minutes
  • Maintenance of compliance registers
  • Drafting of onboarding pack
  • Drafting and review of compliance documents
  • Assist with routine and ad-hoc administrative tasks

Skills Set

  • Highly discreet, organized, and meticulous
  • Professional conduct and handle sensitive information with the utmost confidentiality
  • Neat, and tidy
  • Team player
Qualifications
  • Minimum diploma in any discipline
  • 1-2 years of solid experience in Compliance or related functions.
  • Strong MS Office skills (especially Excel)
  • In-depth knowledge of the Asian industry's standards and regulations experience is a plus.
Additional Information

Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.  

There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We're committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee. 

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees' careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential.  Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.

We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success leads to our sustainability and success. We're emotionally invested in our clients right from the beginning. 

  • Officer 3, Regulatory Compliance

    2 days ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱1,200,000 - ₱2,400,000 per year

    Company DescriptionWe're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the...

  • Officer 2, Regulatory Compliance

    2 days ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱1,200,000 - ₱2,400,000 per year

    Company DescriptionWe're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of...

  • Officer 2, Regulatory Compliance

    2 days ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱900,000 - ₱1,200,000 per year

    Company Description We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of...

  • Regulatory Compliance Manager

    2 days ago

    Pasig, National Capital Region, Philippines weSource Management Consultancy Firm Full time ₱170,000 per year

    Salary: up to 170kSchedule: Mon to Fri, dayshiftSet up: Onsite in OrtigasJob Summary:As the Regulatory Compliance Manager, you will be responsible for overseeing all aspects of the compliance workload within our company, including, scoping, rolling out, and maintaining compliance framework.Externally, you will be a key point of contact for regulatory...

  • Compliance Officer

    2 weeks ago

    Pasig, National Capital Region, Philippines Asia Select Full time ₱600,000 - ₱1,200,000 per year

    Job title:COMPLIANCE OFFICER - LAWYERJob type:Full-TimeEmp type:Full-timeIndustry:RENEWABLE ENERGYFunctional Expertise:LEGALSkills:LEGALCOMPLIANCELocation:Pasig CityJob published: Job ID:47413JOB DESCRIPTIONKEY RESPONSIBILITIES1. Legal and Regulatory ComplianceProvides support to the Legal Counsel in ensuring full compliance with applicable laws,...

  • Compliance Officer

    2 days ago

    Pasig, National Capital Region, Philippines Asia Select Full time ₱600,000 - ₱800,000 per year

    Job DescriptionKEY RESPONSIBILITIES 1. Legal and Regulatory ComplianceProvides support to the Legal Counsel in ensuring full compliance with applicable laws, regulations, and internal policies.Tracks updates on renewable energy, corporate, and labor legislation, and reports potential implications to the Legal Counsel.Handles the preparation and submission...

  • Officer 3, Operational Compliance Services

    2 weeks ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱800,000 - ₱1,200,000 per year

    Company Description We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of...

  • Officer 3, Operational Compliance Services

    1 week ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱900,000 - ₱1,200,000 per year

    Company Description ABOUT IQ-EQ  We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We...

  • Officer 3, Operational Compliance Services

    7 days ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱1,200,000 - ₱2,400,000 per year

    Company DescriptionABOUT IQ-EQ We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work...

  • Officer 3, Operational Compliance Services

    2 days ago

    Pasig, National Capital Region, Philippines IQ-EQ Full time ₱900,000 - ₱1,200,000 per year

    Company Description We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of...