Compliance Officer

3 days ago

Makati City, National Capital Region, Philippines Personal Full time

The Compliance Officer will assist the Chief Compliance Officer (CCO), Deputy Compliance Officer, Head of the Regulatory Compliance Department (RCD) and Supervisors of RCD Unit 2 and in carrying out compliance support and oversight functions. Lead and support the implementation of the Bank's Compliance Program, which encompasses the identification, monitoring, and mitigation of compliance risks.

Responsibilities:

I. Communications and Advisory

  • Ensure that business and support units are informed of new or amended regulations and legislation by preparing and disseminating synopses and key takeaways.
  • Issue timely reminders to business and support units regarding non-routine regulatory requirements or as necessary.
  • Report compliance issues to the Institutional Compliance (RCD 2) Unit Head and/or the RCD Department Head.
  • Prepare relevant compliance communications, reports, and documentation to support regulatory awareness and adherence across the organization.

II. Liaison with Regulators

  • Coordinates requirements pertaining to regulatory on-site/off-site reviews;
  • Coordinates queries/requests for regulatory off-site reviews;
  • Monitors and tracks submission of responses to regulatory requirements during on-site and off-site regulatory reviews;
  • Monitors and tracks action items and deliverable from on-site/off-site regulatory reviews;
  • Establish and maintains harmonious relationship with the regulators
  • Handles other queries/requests/requirements of various regulators;
  • Assesses items for escalation pertinent to regulations and regulator's requirements.

III. Compliance Risk Management

  • Identifies applicable regulatory requirements and legislation, conducts preliminary assessments of compliance risks, and supports ongoing monitoring of the bank's adherence through the Regulatory Compliance Testing Checklist (RCTC).
  • Collaborates with the Independent Compliance Testing (ICT) Unit to facilitate periodic reviews of regulatory compliance by business support units, ensuring alignment with internal standards and external requirements.
  • Monitors and coordinates the resolution of compliance issues, including findings, breaches, and risks identified from internal audits, external examinations, or regulatory reviews, ensuring timely and effective remediation.

IV. Additional Duties

  • Alternate handling officer for Reports on Crimes and Loses (RCL)
  • Assist in the collation, follow ups and preparation of reports to BAC, Board and Management as directed by Compliance Management.
  • Perform other duties that may be assigned from time to time.

Qualifications:

  • Bachelor's Degree holder.
  • Minimum of 3 years experience in Regulatory Compliance gained from a bank or financial institutions.

Candidate must be willing to work on site and be assigned in Makati or Ortigas.

BDO Unibank, Inc. provides equal opportunity to all qualified candidates. Hiring decisions are based on job requirements and candidate qualifications, and shall not be influenced by any consideration  of race, color, religion, sex (including sexual orientation and gender identity), national or ethnic origin, or disability Requisition ID: 25358

  • Compliance Officer

    1 day ago

    Makati City, National Capital Region, Philippines Bares Business Solutions Full time

    Manage business registrations, renewals, amendments, and compliance with SEC, DTI, LGU, BIR, and other agencies.Prepare and file required documents to meet government deadlines.Track regulatory updates and maintain a compliance calendar.Safeguard permits, licenses, and compliance records.Liaise with agencies and assist clients with expansions or ownership...

  • Compliance Officer

    5 days ago

    Makati City, National Capital Region, Philippines Bluesky HR Consultancy Inc. Full time

    Job Purpose:A Compliance Officer oversees monitoring and securing the Company's and its Client's System. The Compliance Team provides a professional service to our clients and ensures the proper functioning of systems in order to avoid fraudulent or non-compliant activities from occurring.Temporary WFH Setup - Shifting SchedulesDuties and...

  • compliance officer

    1 week ago

    Makati City, National Capital Region, Philippines STARLIGHT BUSINESS CONSULTING SERVICES INC Full time

    COMPANY: STARLIGHT BUSINESS CONSULTING SERVICES, INC.POSITION: COMPLIANCE OFFICERSALARY: PHP35,000 - PHP40,000WORK SET-UP: FULL ON-SITEWORK SCHEDULE: MON-FRI (9AM-6PM)LOCATION: PASEO DE ROXAS, LEGAZPI VILLAGE, BRGY. LORENZO, MAKATI CITYWe are seeking a detail-oriented and proactive COMPLIANCE OFFICER to support the company's compliance and regulatory...

  • Compliance Officer

    1 day ago

    Makati City, National Capital Region, Philippines weSource Management Consultancy Firm Full time

    We are hiring for Compliance Officers for an international client. This is a 100% remote work, with a Mid Shift Manila Schedule, Monday to FridaySalary is between 80k and 100K Net based on experienceMin Requirement of 5 years on the below:Regulatory Compliance Role managing risk for corporate or business accounts/profilesAML-ATF legislation and Know Your...

  • Compliance Officer

    1 day ago

    Makati City, National Capital Region, Philippines Baldo Construction and Development Corporation Full time

    Qualifications:Bachelor's degree in law, finance, business management, or a related field.3 – 5 years' proven experience in a compliance officer role.Good knowledge of legal requirements and procedures.Brilliant oral and written communication skills.Highly-analytical with strong attention to detail.Job Description:Implement and manage an effective legal...

  • Compliance Officer

    1 week ago

    Makati City, National Capital Region, Philippines Security Bank Corporation Full time

    About The RoleAssists the Data Protection Officer in ensuring that SBC, its subsidiaries and affiliates adopt and adhere to rules and regulations on Data Privacy as issued by the National Privacy Commission and in overseeing and ensuring the implementation of a proper data privacy framework within the SBC Group.How you'll contributeClient Relationship...

  • Compliance Officer

    1 week ago

    Makati City, National Capital Region, Philippines Bastion Payment Systems Full time

    About the roleAs an Operations Compliance Officer, you will play a vital role in ensuring our financial products and services adhere to all relevant regulations and industry standards. This is a full-time position that will involve close collaboration with cross-functional teams to mitigate potential risks and uphold the highest standards of compliance.What...

  • Chief Compliance Officer

    1 day ago

    Makati City, National Capital Region, Philippines weSource Management Consultancy Firm Full time

    We are looking for Chief Compliance Officer for our client located in BGCSalary: Up to 200KSet-up: OnsiteJob Description for Chief Compliance Officer:Group/Div./Dept.: Compliance DivisionLevel: Senior Manager Vice PresidentSupervision Received: Board-Level Committee, PresidentSupervision Exercised: General Regulation Compliance Officer, AMLTF Compliance...

  • Compliance Officer

    3 days ago

    Makati City, National Capital Region, Philippines DL Public Relations Full time

    Ensuring that all corporate processes and procedures comply with the lawUpdate, review and coordinate compliance procedureProvide corrective measures on any findings to avoid future violationskeeping up to date with changes in regulations to ensure the organization remain compliantResponsible for ensuring that the organization adheres to government...

  • IT Compliance Officer

    2 weeks ago

    Makati City, National Capital Region, Philippines Paynamics Technologies Inc. Full time

    Join Our Team at Paynamics Technologies Inc.Company DescriptionAs a BSP-licensed Electronic Money Issuer and Registered Operator of Payment Systems, Paynamics is a trusted leader in the fintech space.We deliver end-to-end payment infrastructure that empowers every layer of the economyfrom SMEs and conglomerates to government agencies and financial...