Consultant, Compliance

1 week ago

Manila, National Capital Region, Philippines Northern Trust Full time ₱60,000 - ₱120,000 per year
About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Duties:

Act as the Global Framework Compliance Coordinator on Rule Maps, Compliance Risk Assessments (CRAs) and Compliance Monitoring Plans for Compliance (and relevant Risk) officers in the EMEA region. In this capacity oversee and manage the timely delivery of entity, global practice and other practice-related Rule Maps, CRAs and Compliance Monitoring Plans.
  • Provide thought leadership to support the ongoing development of the Global Compliance Framework, focusing on creating efficiencies and opportunities to automate workstreams.
  • Collaborate with stakeholders to assess and respond to regulatory changes.
  • Provide training and guidance on the Global Compliance Framework.
  • Organise and chair review and sign-off sessions for Rule Maps, CRAs and Compliance Monitoring Plans, as needed.
  • Monitor the timely remediation of issues stemming from CRAs and Compliance Monitoring Plans; and
  • Deliver reporting on the Global Compliance Framework and related workstreams to Senior Management, Boards, Committees and Compliance Management for consideration.
Core Competencies
  • Minimum of five years of experience in the financial services industry or related experience.
  • Experience in risk management, audit, or compliance at a financial services institution.
  • Strong organizational skills and an ability to manage multiple demands and changing priorities.
  • Detail oriented, self-starter with solid prioritization, planning, and time management skills
  • Sound judgment and an ability to make decisions quickly.
  • Strong analytical skills to conduct independent research, reach conclusions, and solve problems.
  • Excellent relationship management, influencing, negotiating, and interpersonal skills. Ability to work effectively with all levels of the organization and balance the needs of multiple functions. Demonstrated success working across countries, and regions. Experience working with senior management.
  • Strong oral and written communication skills with an ability to convey information in a clear and concise manner that is comprehensive, accurate, and tailored to the audience
  • Strong Microsoft Office skills. Experience in working with BWise or similar workflow tool is preferred.
Experience
  • Must possess at least a Bachelor's/College Degree in Economics, Finance, Accountancy/Business Studies, Administration/Management or equivalent
  • At least 5 years of related experience or 8 years of work experience in total
  • Experience with Microsoft Office applications particularly in Excel, PowerPoint and Word
  • Work background in any financial institution is an asset
Work Schedule:

4:00pm to 1:00am Manila Time (EMEA Shift)

Mondays - Friday

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

About Our Manila Office

The Northern Trust Manila office celebrated a decade of excellence in 2024. Through agility, resiliency, innovation, and excellence, they have evolved into a dynamic hub with diverse capabilities and a thriving workforce of over 1,200 - driving meaningful impact and sustainable growth. Learn more.

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