Data-Driven Compliance Analyst

7 days ago


Manila, National Capital Region, Philippines Infinit-O Group Full time

About Our Company

We are a customer-centric and sustainable leader in Business Process Optimization, committed to delivering continuous improvement through technology, data, and people.

Our team specializes in business process optimization for Small and Medium businesses in the Financial Services, Healthcare, and Technology sectors, leveraging data-driven solutions to provide a strategic advantage.

Job Description

Key Responsibilities:

  1. Implement and maintain automation processes to streamline CAIS platform subscriptions, transfers, and redemption documents.
  2. Manage and update all documents hosted on the CAIS platform, ensuring compliance with regulatory requirements and industry standards.
  3. Test and validate automated transaction engine documentation to ensure accuracy, completeness, and timeliness.
  4. Identify and resolve technical defects in CAIS platform documentation, utilizing problem-solving skills to address root causes.
  5. Serve as liaison between CAIS and fund administrators to facilitate smooth product onboarding and fulfillment kit management.
  6. Collaborate on Technology, Operations, & Client Service initiatives to ensure regulatory compliance and adherence.
  7. Address ad-hoc requests based on capacity, skill, and interest.
Requirements

Essential Qualifications:

  • Entry-level professional with less than 1 year experience in finance or financial services industry.
  • Strong proficiency in SQL and Java programming languages for scripting purposes.
  • Familiarity with Adobe Pro advantageous but not necessary.
  • Ability to identify and resolve technical issues down to the root cause.
  • Highly organized and detail-oriented individual.
  • Familiarity with private fund offerings documents beneficial.
  • Basic understanding of Alternative Investments valuable.


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