Financial Services Regulatory Specialist
6 days ago
Job Description
Manulife Financial is seeking a highly skilled Senior Distribution Compliance Analyst to join our team at MBPS. In this critical role, you will be responsible for ensuring policy replacements and distributor conduct comply with the Company's sales conduct and local laws and regulations.
Responsibilities
- Ensuring compliance with the Company's sales conduct and local laws and regulations.
- Performing Replacement of Policy (ROP) reviews and Balanced Scorecard Audits.
- Developing feasible solutions to address identified issues or recommending process improvements.
- Assisting the business unit in preparing training materials and presentations as needed.
- Maintaining effective communication with the team, business unit, and stakeholders.
Requirements
- Bachelor's degree in Accounting, Legal, Finance, Business, or a related field, along with at least 2-3 years of relevant experience in the financial services industry, preferably in insurance or banking.
- Professional knowledge of the financial services sector, particularly in insurance and/or banking, with proven experience in compliance, legal, or audit roles, and an understanding of regulatory environments and compliance concepts.
- Experience handling large-volume financial transactions and insurance operations.
- Strong written and verbal communication skills, complemented by solid analytical and problem-solving abilities.
- Proficiency in MS Office (Word, Excel, PowerPoint), good interpersonal skills, adaptability to change, cultural awareness, and ability to work independently under pressure.
Why Work at Manulife?
- At Manulife, we prioritize diversity and inclusion, striving to create a workplace where everyone feels valued and respected.
- We offer opportunities for growth and development, competitive compensation, and a comprehensive benefits package.
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