Ethics and Compliance Team Lead

7 days ago

Manila, National Capital Region, Philippines Manila, Philippines Full time
About Northern Trust

Northern Trust is a global leader in the financial industry, providing innovative financial services to individuals, families, and institutions. Our company has been in continuous operation since 1889.

Job Description

This role is responsible for conducting initial reviews and analysis of ethics requests assigned to the Global Compliance Ethics Team. The incumbent will administer all ethics requests, route them to the appropriate designees, escalate when necessary, and follow up on request approvals.

Main Responsibilities
  • Conducts initial review and analysis of all ethics requests assigned to Global Compliance Ethics Team
  • Administers all ethics requests assigned to Global Compliance Ethics Team
  • Routs requests to the appropriate Ethics Designees
  • Escalates ethics requests to onshore process manager when necessary
  • Follows up to ensure request approvals are given in a timely manner
  • Answers all inquiries related to ethics requests and disclosures
  • Provides guidance in navigating ethics platform and gives assistance in resolving simple system issues
  • Communicates or reports complex system issues to vendor support team
  • Analyzes ethics request trends through system reporting capabilities
  • Assists other compliance teams generate periodic reports through ethics platform
  • Supports Compliance Departments projects
  • Assists with process development
  • Gathers and analyzes data to identify and solve complex problems that arise with little or no precedent
Requirements
  1. Requires organizational skills to coordinate with several stakeholders
  2. Applies general knowledge of business developed through education or past experience
  3. Proficient in Microsoft Office, particularly Excel
  4. Excellent written and oral communication skills
  5. Requires advanced or specialized skills and expertise in a range of processes, procedures, and systems
  6. Understands how related teams coordinate their efforts and resources to achieve objectives
  7. Exchanges ideas and information effectively with others outside of own team and evaluates and communicates unusual and/or complex content in a clear manner
Preferred Qualifications
  1. Bachelor's degree
  2. 2 - 3+ years of professional work experience in the Financial Industry with Corporate Ethics experience in a financial institution is highly preferred
  3. As a specialist or lead for the team, may allocate work and provide subject matter guidance to team members with less experience

  • Global Ethics and Compliance Lead

    7 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    We are looking for a seasoned Global Ethics and Compliance Lead to join our team as Sr. Manager – Ethics & Compliance in the Philippines.About the RoleThis position will report into the Global Head of Ethics & Compliance and will be responsible for leading a global function delivering services to business areas throughout the company. The incumbent will be...

  • Ethics and Compliance Officer

    3 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    A key role in our organization is available for a highly skilled and experienced professional to join our team as Sr. Manager – Ethics & Compliance in the Philippines.This position reports directly to the Global Head of Ethics & Compliance and requires an individual who can promote a culture of integrity and compliance at Sutherland.The ideal candidate...

  • Global Compliance and Ethics Manager

    7 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    Job OverviewWe are seeking a skilled professional to join our Global Compliance Ethics Team as an Ethics Specialist. This role is responsible for administering all ethics requests, conducting initial reviews and analysis, and providing guidance in navigating our ethics platform.Main ResponsibilitiesAdministers all ethics requests assigned to Global...

  • Global Ethics and Governance Lead

    3 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    A highly skilled and experienced professional is needed to join our team as Sr. Manager – Ethics & Compliance in the Philippines.This role reports directly to the Global Head of Ethics & Compliance and requires someone who can promote a culture of integrity and compliance at Sutherland.The ideal candidate will have extensive knowledge of laws and...

  • Global Ethics Compliance Specialist

    3 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    About the RoleNorthern Trust, a globally recognized financial institution with over 130 years of experience, seeks a skilled Global Ethics Compliance Specialist to join their team in Manila. As a key member of the Global Compliance Ethics Team, this role will play a critical part in ensuring the company's high standards of ethics and compliance are...

  • Analyst, Global Ethics Compliance

    1 week ago

    Manila, National Capital Region, Philippines Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Analyst, Global Ethics Compliance

    7 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Analyst, Global Ethics Compliance

    1 week ago

    Manila, National Capital Region, Philippines ACCA Careers Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Senior Ethics Manager

    7 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    We are looking for a highly skilled Senior Ethics Manager to join our team as Sr. Manager – Ethics & Compliance in the Philippines.Key AccountabilitiesThe successful candidate will be responsible for promoting a culture of integrity and compliance at Sutherland. This includes being familiar with laws and regulations on business ethics, anti-corruption,...

  • Financial Services Ethics Specialist

    7 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    About UsNorthern Trust is a globally recognized financial institution with over 130 years of experience. We provide innovative financial services to individuals, families, and institutions.Job SummaryThis role is responsible for conducting initial reviews and analysis of ethics requests assigned to the Global Compliance Ethics Team. The incumbent will...

  • Risk Management and Ethics Professional

    7 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    Our CultureNorthern Trust values flexibility and offers flexible working arrangements. We believe in being part of a community where everyone feels included. At Northern Trust, we pride ourselves on being true to our enduring principles of service, expertise, and integrity.Job OverviewThis role is responsible for administering all ethics requests, conducting...

  • Ethics Manager

    1 week ago

    Manila, National Capital Region, Philippines USANA Health Sciences Full time

    Who We Are Looking ForWe are looking for a knowledgeable professional to join USANA's ethics and education team as an Ethics Manager. In this role, you will be responsible for overseeing all ongoing activities related to the development, implementation and administration of USANA's associate ethics program in the Philippines. The Manager will work with the...

  • Compliance Specialist

    7 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    At Sutherland, we are seeking a seasoned Compliance Specialist to join our team as Sr. Manager – Ethics & Compliance in the Philippines.About the RoleThis position will report into the Global Head of Ethics & Compliance and will be responsible for promoting a culture of integrity and compliance at Sutherland. The incumbent will be familiar with laws and...

  • Compliance Manager

    3 days ago

    Manila, National Capital Region, Philippines Sutherland Full time

    Sutherland seeks a highly qualified professional to fill the role of Sr. Manager – Ethics & Compliance in the Philippines.This position will report into the Global Head of Ethics & Compliance and be responsible for promoting a culture of integrity and compliance at Sutherland.The incumbent will be familiar with laws and regulations on business ethics,...

  • Ethics and Risk Management Professional

    3 days ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    About the JobThis Financial Institution Compliance Officer role will be responsible for managing ethics requests, conducting risk assessments, and developing strategies to mitigate risks. The ideal candidate will have a strong understanding of regulatory requirements and compliance best practices.Key ResponsibilitiesManage ethics requests from initiation to...

  • Business Ethics Coordinator

    4 days ago

    Manila, National Capital Region, Philippines The Orange Company Inc. Full time

    Key Responsibilities:The successful Business Ethics Coordinator will be responsible for ensuring the company's adherence to regulatory requirements and industry best practices. Key responsibilities include:About the Role:Policy Development: Develop and implement compliance policies and procedures that align with regulatory requirements and industry...

  • Recruitment Team Lead

    6 days ago

    Manila, National Capital Region, Philippines Allegis Global Solutions Full time

    Job DescriptionThe Recruitment Team Lead is responsible for coaching, training, and development of Recruiter L1 and 2. The Recruitment Team Lead handles the escalation management of assigned recruiters.ResponsibilitiesAnalyzing and communicating recruitment trends, results, and insights to drive future recruitment activity, improve compliance and reduce...

  • Store Director Luxury Brands

    4 days ago

    Manila, National Capital Region, Philippines Link Compliance Full time

    We are seeking a highly skilled and experienced Store Manager to join our luxury fashion team at Link Compliance in Manila.About the OpportunityThe Store Manager will be responsible for leading our store team, driving employee satisfaction, and delivering an exceptional customer experience. They will also own the store's operational and commercial execution,...

  • Fashion Retail Management Professional

    4 days ago

    Manila, National Capital Region, Philippines Link Compliance Full time

    Are you a seasoned retail professional looking for a new challenge? Do you have a passion for luxury fashion and a proven track record of success in retail management?About the RoleWe are seeking a Store Manager to join our luxury fashion team at Link Compliance in Manila. As a Store Manager, you will be responsible for leading our store team, driving...

  • Luxury Fashion Store Leader

    4 days ago

    Manila, National Capital Region, Philippines Link Compliance Full time

    Link Compliance is a dynamic company that values excellence in all aspects of its business. We are currently seeking a Store Manager to join our luxury fashion team in Manila.About the JobThe Store Manager will be responsible for leading our store team, driving employee satisfaction, and delivering an exceptional customer experience. They will also own the...